RateLimit Header Fields for HTTP
draft-polli-ratelimit-headers-01
The information below is for an old version of the document.
| Document | Type |
This is an older version of an Internet-Draft whose latest revision state is "Replaced".
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|
|---|---|---|---|
| Authors | Roberto Polli , Alex Martínez Ruiz | ||
| Last updated | 2019-10-21 (Latest revision 2019-09-05) | ||
| Replaced by | draft-ietf-httpapi-ratelimit-headers, draft-ietf-httpapi-ratelimit-headers, draft-ietf-httpapi-ratelimit-headers | ||
| RFC stream | (None) | ||
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| Consensus boilerplate | Unknown | ||
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draft-polli-ratelimit-headers-01
Network Working Group R. Polli
Internet-Draft Team Digitale, Italian Government
Intended status: Standards Track A. Martinez
Expires: April 23, 2020 Red Hat
October 21, 2019
RateLimit Header Fields for HTTP
draft-polli-ratelimit-headers-01
Abstract
This document defines the RateLimit-Limit, RateLimit-Remaining,
RateLimit-Reset header fields for HTTP, thus allowing servers to
publish current request quotas and clients to shape their request
policy and avoid being throttled out.
Note to Readers
_RFC EDITOR: please remove this section before publication_
Discussion of this draft takes place on the HTTP working group
mailing list (ietf-http-wg@w3.org), which is archived at
https://lists.w3.org/Archives/Public/ietf-http-wg/ [1].
The source code and issues list for this draft can be found at
https://github.com/ioggstream/draft-polli-ratelimit-headers [2].
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
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Drafts is at https://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on April 23, 2020.
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Copyright Notice
Copyright (c) 2019 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(https://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1. Rate-limiting and quotas . . . . . . . . . . . . . . . . 3
1.2. Current landscape of rate-limiting headers . . . . . . . 4
1.2.1. Interoperability issues . . . . . . . . . . . . . . . 4
1.3. This proposal . . . . . . . . . . . . . . . . . . . . . . 5
1.4. Goals . . . . . . . . . . . . . . . . . . . . . . . . . . 5
1.5. Notational Conventions . . . . . . . . . . . . . . . . . 6
2. Expressing rate-limit policies . . . . . . . . . . . . . . . 6
2.1. Time window . . . . . . . . . . . . . . . . . . . . . . . 6
2.2. Request quota . . . . . . . . . . . . . . . . . . . . . . 6
2.3. Quota policy . . . . . . . . . . . . . . . . . . . . . . 7
3. Header Specifications . . . . . . . . . . . . . . . . . . . . 8
3.1. RateLimit-Limit . . . . . . . . . . . . . . . . . . . . . 8
3.2. RateLimit-Remaining . . . . . . . . . . . . . . . . . . . 9
3.3. RateLimit-Reset . . . . . . . . . . . . . . . . . . . . . 9
4. Providing RateLimit headers . . . . . . . . . . . . . . . . . 10
5. Receiving RateLimit headers . . . . . . . . . . . . . . . . . 10
6. Examples . . . . . . . . . . . . . . . . . . . . . . . . . . 11
6.1. Unparameterized responses . . . . . . . . . . . . . . . . 11
6.1.1. Throttling informations in responses . . . . . . . . 11
6.1.2. Use in conjunction with custom headers . . . . . . . 11
6.1.3. Use for limiting concurrency . . . . . . . . . . . . 12
6.1.4. Use in throttled responses . . . . . . . . . . . . . 13
6.2. Parameterized responses . . . . . . . . . . . . . . . . . 14
6.2.1. Throttling window specified via parameter . . . . . . 14
6.2.2. Dynamic limits with parameterized windows . . . . . . 14
6.2.3. Missing Remaining informations . . . . . . . . . . . 15
6.2.4. Use with multiple windows . . . . . . . . . . . . . . 16
7. Security Considerations . . . . . . . . . . . . . . . . . . . 17
7.1. Throttling does not prevent clients from issuing requests 17
7.2. Information disclosure . . . . . . . . . . . . . . . . . 17
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7.3. Remaining quota-units are not granted requests . . . . . 17
7.4. Reliability of RateLimit-Reset . . . . . . . . . . . . . 17
7.5. Resource exhaustion . . . . . . . . . . . . . . . . . . . 17
7.6. Denial of Service . . . . . . . . . . . . . . . . . . . . 18
8. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 18
8.1. RateLimit-Limit Header Field Registration . . . . . . . . 18
8.2. RateLimit-Remaining Header Field Registration . . . . . . 19
8.3. RateLimit-Reset Header Field Registration . . . . . . . . 19
9. References . . . . . . . . . . . . . . . . . . . . . . . . . 19
9.1. Normative References . . . . . . . . . . . . . . . . . . 19
9.2. Informative References . . . . . . . . . . . . . . . . . 20
9.3. URIs . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Appendix A. Change Log . . . . . . . . . . . . . . . . . . . . . 21
Appendix B. Acknowledgements . . . . . . . . . . . . . . . . . . 21
Appendix C. RateLimit headers currently used on the web . . . . 21
Appendix D. FAQ . . . . . . . . . . . . . . . . . . . . . . . . 22
Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 24
1. Introduction
The widespreading of HTTP as a distributed computation protocol
requires an explicit way of communicating service status and usage
quotas.
This was partially addressed with the "Retry-After" header field
defined in [RFC7231] to be returned in "429 Too Many Requests" or
"503 Service Unavailable" responses.
Still, there is not a standard way to communicate service quotas so
that the client can throttle its requests and prevent 4xx or 5xx
responses.
1.1. Rate-limiting and quotas
Servers use quota mechanisms to avoid systems overload, to ensure an
equitable distribution of computational resources or to enforce other
policies - eg. monetization.
A basic quota mechanism limits the number of acceptable requests in a
given time window, eg. 10 requests per second.
When quota is exceeded, servers usually do not serve the request
replying instead with a "4xx" HTTP status code (eg. 429 or 403) or
adopt more aggressive policies like dropping connections.
Quotas may be enforced on different basis (eg. per user, per IP, per
geographic area, ..) and at different levels. For example, an user
may be allowed to issue:
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o 10 requests per second;
o limited to 60 request per minute;
o limited to 1000 request per hour.
Moreover system metrics, statistics and heuristics can be used to
implement more complex policies, where the number of acceptable
request and the time window are computed dynamically.
1.2. Current landscape of rate-limiting headers
To help clients throttling their requests, servers may expose the
counters used to evaluate quota policies via HTTP header fields.
Those response headers may be added by HTTP intermediaries such as
API gateways and reverse proxies.
On the web we can find many different rate-limit headers, usually
containing the number of allowed requests in a given time window, and
when the window is reset.
The common choice is to return three headers containing:
o the maximum number of allowed requests in the time window;
o the number of remaining requests in the current window;
o the time remaining in the current window expressed in seconds or
as a timestamp;
1.2.1. Interoperability issues
A major interoperability issue in throttling is the lack of standard
headers, because:
o each implementation associates different semantics to the same
header field names;
o header field names proliferates.
Client applications interfacing with different servers may thus need
to process different headers, or the very same application interface
that sits behind different reverse proxies may reply with different
throttling headers.
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1.3. This proposal
This proposal defines syntax and semantics for the following header
fields:
o "RateLimit-Limit": containing the requests quota in the time
window;
o "RateLimit-Remaining": containing the remaining requests quota in
the current window;
o "RateLimit-Reset": containing the time remaining in the current
window, specified in seconds.
The behavior of "RateLimit-Reset" is compatible with the "delta-
seconds" notation of "Retry-After".
The header fields definition allows to describe complex policies,
including the ones using multiple and variable time windows and
dynamic quotas, or implementing concurrency limits.
1.4. Goals
The goals of this proposal are:
1. Standardizing the names and semantic of rate-limit headers;
2. Improve resiliency of HTTP infrastructures simplifying the
enforcement and the adoption of rate-limit headers;
3. Simplify API documentation avoiding expliciting rate-limit header
fields semantic in documentation.
The goals do not include:
Authorization: The rate-limit headers described here are not meant
to support authorization or other kinds of access controls.
Throttling scope: This specification does not cover the throttling
scope, that may be the given resource-target, its parent path or
the whole Origin [RFC6454] section 7.
Response status code: The rate-limit headers may be returned in both
Successful and non Successful responses. This specification does
not cover whether non Successful responses count on quota usage.
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Throttling policy: This specification does not mandate a specific
throttling policy. The values published in the headers, including
the window size, can be statically or dynamically evaluated.
Service Level Agreement: Conveyed quota hints do not imply any
service guarantee. Server is free to throttle respectful clients
under certain circumstances.
1.5. Notational Conventions
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
"OPTIONAL" in this document are to be interpreted as described in BCP
14 ([RFC2119] and [RFC8174]) when, and only when, they appear in all
capitals, as shown here.
This document uses the Augmented BNF defined in [RFC5234] and updated
by [RFC7405] along with the "#rule" extension defined in Section 7 of
[RFC7230].
The term Origin is to be interpreted as described in [RFC6454]
section 7.
The "delta-seconds" rule is defined in [RFC7234] section 1.2.1.
2. Expressing rate-limit policies
2.1. Time window
Rate limit policies limit the number of acceptable requests in a
given time window.
A time window is expressed in seconds, using the following syntax:
time-window = delta-seconds
Subsecond precision is not supported.
2.2. Request quota
The request-quota is a value associated to the maximum number of
requests that the server is willing to accept from one or more
clients on a given basis (originating IP, authenticated user,
geographical, ..) during a "time-window" as defined in Section 2.1.
The "request-quota" is expressed in "quota-units" and has the
following syntax:
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request-quota = quota-units
quota-units = 1*DIGIT
The "request-quota" SHOULD match the maximum number of acceptable
requests.
The "request-quota" MAY differ from the total number of acceptable
requests when weight mechanisms, bursts, or other server policies are
implemented.
If the "request-quota" does not match the maximum number of
acceptable requests the relation with that SHOULD be communicated
out-of-band.
Example: A server could
o count once requests like "/books/{id}"
o count twice search requests like "/books?author=Camilleri"
so that we have the following counters
GET /books/123 ; request-quota=4, remaining: 3, status=200
GET /books?author=Camilleri ; request-quota=4, remaining: 1, status=200
GET /books?author=Eco ; request-quota=4, remaining: 0, status=429
2.3. Quota policy
This specification allows describing a quota policy with the
following syntax:
quota-policy = request-quota; "w" "=" time-window
*( OWS ";" OWS quota-comment)
quota-comment = token "=" (token / quoted-string)
An example policy of 100 quota-units per minute.
100;w=60
Two examples of providing further details via custom parameters in
"quota-comments".
100;w=60;comment="fixed window"
12;w=1;burst=1000;policy="leaky bucket"
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3. Header Specifications
The following "RateLimit" response header fields are defined
3.1. RateLimit-Limit
The "RateLimit-Limit" response header field indicates the "request-
quota" associated to the client in the current "time-window".
If the client exceeds that limit, it MAY not be served.
The header value is
RateLimit-Limit = expiring-limit [, 1#quota-policy ]
expiring-limit = request-quota
The "expiring-limit" value MUST be set to the "request-quota" that is
closer to reach its limit.
The "quota-policy" is defined in Section 2.3, and its values are
informative.
RateLimit-Limit: 100
A "time-window" associated to "expiring-limit" can be communicated
via an optional "quota-policy" value, like shown in the following
example
RateLimit-Limit: 100, 100;w=10
If the "expiring-limit" is not associated to a "time-window", the
"time-window" MUST either be:
o inferred by the value of "RateLimit-Reset" at the moment of the
reset, or
o communicated out-of-band (eg. in the documentation).
Policies using multiple quota limits MAY be returned using multiple
"quota-policy" items, like shown in the following two examples:
RateLimit-Limit: 10, 10;w=1, 50;w=60, 1000;w=3600, 5000;w=86400
RateLimit-Limit: 10, 10;w=1;burst=1000, 1000;w=3600
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3.2. RateLimit-Remaining
The "RateLimit-Remaining" response header field indicates the
remaining "quota-units" defined in Section 2.2 associated to the
client.
The header value is
RateLimit-Remaining = quota-units
Clients MUST NOT assume that a positive "RateLimit-Remaining" value
is a guarantee of being served.
A low "RateLimit-Remaining" value is like a yellow traffic-light: the
red light may arrive suddenly.
One example of "RateLimit-Remaining" use is below.
RateLimit-Remaining: 50
3.3. RateLimit-Reset
The "RateLimit-Reset" response header field indicates either
o the number of seconds until the quota resets.
The header value is
RateLimit-Reset = delta-seconds
The delta-seconds format is used because:
o it does not rely on clock synchronization and is resilient to
clock adjustment and clock skew between client and server (see
[RFC7231] Section 4.1.1.1);
o it mitigates the risk related to thundering herd when too many
clients are serviced with the same timestamp.
An example of "RateLimit-Reset" use is below.
RateLimit-Reset: 50
The client MUST NOT assume that all its "request-quota" will be
restored after the moment referenced by "RateLimit-Reset". The
server MAY arbitrarily alter the "RateLimit-Reset" value between
subsequent requests eg. in case of resource saturation or to
implement sliding window policies.
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4. Providing RateLimit headers
A server MAY use one or more "RateLimit" response header fields
defined in this document to communicate its quota policies.
The returned values refers to the metrics used to evaluate if the
current request respects the quota policy and MAY not apply to
subsequent requests.
Example: a successful response with the following header fields
RateLimit-Limit: 10
RateLimit-Remaining: 1
RateLimit-Reset: 7
does not guarantee that the next request will be successful. Server
metrics may be subject to other conditions like the one shown in the
example from Section 2.2.
A server MAY return "RateLimit" response header fields independently
of the response status code. This includes throttled responses.
If a response contains both the "Retry-After" and the "RateLimit-
Reset" header fields, the value of "RateLimit-Reset" MUST be
consistent with the one of "Retry-After".
When using a policy involving more than one "time-window", the server
MUST reply with the "RateLimit" headers related to the window with
the lower "RateLimit-Remaining" values.
Under certain conditions, a server MAY artificially lower "RateLimit"
field values between subsequent requests, eg. to respond to Denial of
Service attacks or in case of resource saturation.
5. Receiving RateLimit headers
A client MUST process the received "RateLimit" headers.
A client MUST validate the values received in the "RateLimit" headers
before using them and check if there are significant discrepancies
with the expected ones. This includes a "RateLimit-Reset" moment too
far in the future or a "request-quota" too high.
Malformed "RateLimit" headers MAY be ignored.
A client SHOULD NOT exceed the "quota-units" expressed in "RateLimit-
Remaining" before the "time-window" expressed in "RateLimit-Reset".
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A client MAY still probe the server if the "RateLimit-Reset" is
considered too high.
The value of "RateLimit-Reset" is generated at response time: a
client aware of a significant network latency MAY behave accordingly
and use other informations (eg. the "Date" response header, or
otherwise gathered metrics) to better estimate the "RateLimit-Reset"
moment intended by the server.
The "quota-policy" values and comments provided in "RateLimit-Limit"
are informative and MAY be ignored.
If a response contains both the "RateLimit-Reset" and "Retry-After"
header fields, the "Retry-After" header field MUST take precedence
and the "RateLimit-Reset" header field MAY be ignored.
6. Examples
6.1. Unparameterized responses
6.1.1. Throttling informations in responses
The client exhausted its request-quota for the next 50 seconds. The
"time-window" is communicated out-of-band or inferred by the header
values.
Request:
GET /items/123
Response:
HTTP/1.1 200 Ok
Content-Type: application/json
RateLimit-Limit: 100
Ratelimit-Remaining: 0
Ratelimit-Reset: 50
{"hello": "world"}
6.1.2. Use in conjunction with custom headers
The server uses two custom headers, namely "acme-RateLimit-DayLimit"
and "acme-RateLimit-HourLimit" to expose the following policy:
o 5000 daily quota-units;
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o 1000 hourly quota-units.
The client consumed 4900 quota-units in the first 14 hours.
Despite the next hourly limit of 1000 quota-units, the closest limit
to reach is the daily one.
The server then exposes the "RateLimit-*" headers to inform the
client that:
o it has only 100 quota-units left;
o the window will reset in 10 hours.
Request:
GET /items/123
Response:
HTTP/1.1 200 Ok
Content-Type: application/json
acme-RateLimit-DayLimit: 5000
acme-RateLimit-HourLimit: 1000
RateLimit-Limit: 5000
RateLimit-Remaining: 100
RateLimit-Reset: 36000
{"hello": "world"}
6.1.3. Use for limiting concurrency
Throttling headers may be used to limit concurrency, advertising
limits that are lower than the usual ones in case of saturation, thus
increasing availability.
The server adopted a basic policy of 100 quota-units per minute, and
in case of resource exhaustion adapts the returned values reducing
both "RateLimit-Limit" and "RateLimit-Remaining".
After 2 seconds the client consumed 40 quota-units
Request:
GET /items/123
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Response:
HTTP/1.1 200 Ok
Content-Type: application/json
RateLimit-Limit: 100
RateLimit-Remaining: 60
RateLimit-Reset: 58
{"elapsed": 2, "issued": 40}
At the subsequent request - due to resource exhaustion - the server
advertises only "RateLimit-Remaining: 20".
Request:
GET /items/123
Response:
HTTP/1.1 200 Ok
Content-Type: application/json
RateLimit-Limit: 100
RateLimit-Remaining: 20
RateLimit-Reset: 56
{"elapsed": 4, "issued": 41}
6.1.4. Use in throttled responses
A client exhausted its quota and the server throttles the request
sending the "Retry-After" response header field.
The values of "Retry-After" and "RateLimit-Reset" are consistent as
they reference the same moment.
The "429 Too Many Requests" HTTP status code is just used as an
example.
Request:
GET /items/123
Response:
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HTTP/1.1 429 Too Many Requests
Content-Type: application/json
Date: Mon, 05 Aug 2019 09:27:00 GMT
Retry-After: Mon, 05 Aug 2019 09:27:05 GMT
RateLimit-Reset: 5
RateLimit-Limit: 100
Ratelimit-Remaining: 0
{
"title": "Too Many Requests",
"status": 429,
"detail": "You have exceeded your quota"
}
6.2. Parameterized responses
6.2.1. Throttling window specified via parameter
The client has 99 "quota-units" left for the next 50 seconds. The
"time-window" is communicated by the "w" parameter, so we know the
throughput is 100 "quota-units" per minute.
Request:
GET /items/123
Response:
HTTP/1.1 200 Ok
Content-Type: application/json
RateLimit-Limit: 100, 100;w=60
Ratelimit-Remaining: 99
Ratelimit-Reset: 50
{"hello": "world"}
6.2.2. Dynamic limits with parameterized windows
The policy conveyed by "RateLimit-Limit" states that the server
accepts 100 quota-units per minute.
Due to resource exhaustion, the server artificially lowers the actual
limits returned in the throttling headers.
The current policy then advertises only 9 quota-units for the next 50
seconds.
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Note that the server could have lowered even the other values in
"RateLimit-Limit": this specification does not mandate any relation
between the field values contained in subsequent responses.
Request:
GET /items/123
Response:
HTTP/1.1 200 Ok
Content-Type: application/json
RateLimit-Limit: 10, 100;w=60
Ratelimit-Remaining: 9
Ratelimit-Reset: 50
{"hello": "world"}
6.2.3. Missing Remaining informations
The server does not expose "RateLimit-Remaining" values, but resets
the limit counter every second.
It communicates to the client the limit of 10 quota-units per second
always returning the couple "RateLimit-Limit" and "RateLimit-Reset".
Request:
GET /items/123
Response:
HTTP/1.1 200 Ok
Content-Type: application/json
RateLimit-Limit: 10
Ratelimit-Reset: 1
{"first": "request"}
Request:
GET /items/123
Response:
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HTTP/1.1 200 Ok
Content-Type: application/json
RateLimit-Limit: 10
Ratelimit-Reset: 1
{"second": "request"}
6.2.4. Use with multiple windows
This is a standardized way of describing the policy detailed in
Section 6.1.2:
o 5000 daily quota-units;
o 1000 hourly quota-units.
The client consumed 4900 quota-units in the first 14 hours.
Despite the next hourly limit of 1000 quota-units, the closest limit
to reach is the daily one.
The server then exposes the "RateLimit" headers to inform the client
that:
o it has only 100 quota-units left;
o the window will reset in 10 hours;
o the "expiring-limit" is 5000.
Request:
GET /items/123
Response:
HTTP/1.1 200 OK
Content-Type: application/json
RateLimit-Limit: 5000, 1000;w=3600, 5000;w=86400
RateLimit-Remaining: 100
RateLimit-Reset: 36000
{"hello": "world"}
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7. Security Considerations
7.1. Throttling does not prevent clients from issuing requests
This specification does not prevent clients to make over-quota
requests.
Servers should always implement mechanisms to prevent resource
exhaustion.
7.2. Information disclosure
Servers should not disclose operational capacity informations that
can be used to saturate its resources.
While this specification does not mandate whether non 2xx responses
consume quota, if 401 and 403 responses count on quota a malicious
client could probe the endpoint to get traffic informations of
another user.
7.3. Remaining quota-units are not granted requests
"RateLimit-*" headers convey hints from the server to the clients in
order to avoid being throttled out.
Clients MUST NOT consider the "quota-units" returned in "RateLimit-
Remaining" as a service level agreement.
In case of resource saturation, the server MAY artificially lower the
returned values or not serve the request anyway.
7.4. Reliability of RateLimit-Reset
Consider that "request-quota" may not be restored after the moment
referenced by "RateLimit-Reset", and the "RateLimit-Reset" value
should not be considered fixed nor constant.
Subsequent requests may return an higher "RateLimit-Reset" value to
limit concurrency or implement dynamic or adaptive throttling
policies.
7.5. Resource exhaustion
When returning "RateLimit-Reset" you must be aware that many
throttled clients may come back at the very moment specified.
This is true for "Retry-After" too.
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For example, if the quota resets every day at "18:00:00" and your
server returns the "RateLimit-Reset" accordingly
Date: Tue, 15 Nov 1994 08:00:00 GMT
RateLimit-Reset: 36000
there's a high probability that all clients will show up at
"18:00:00".
This could be mitigated adding some jitter to the field-value.
7.6. Denial of Service
"RateLimit" header fields may assume unexpected values by chance or
purpose. For example, an excessively high "RateLimit-Remaining"
value may be:
o used by a malicious intermediary to trigger a Denial of Service
attack or consume client resources boosting its requests;
o passed by a misconfigured server;
or an high "RateLimit-Reset" value could inhibit clients to contact
the server.
Clients MUST validate the received values to mitigate those risks.
8. IANA Considerations
8.1. RateLimit-Limit Header Field Registration
This section registers the "RateLimit-Limit" header field in the
"Permanent Message Header Field Names" registry ([RFC3864]).
Header field name: "RateLimit-Limit"
Applicable protocol: http
Status: standard
Author/Change controller: IETF
Specification document(s): Section 3.1 of this document
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8.2. RateLimit-Remaining Header Field Registration
This section registers the "RateLimit-Remaining" header field in the
"Permanent Message Header Field Names" registry ([RFC3864]).
Header field name: "RateLimit-Remaining"
Applicable protocol: http
Status: standard
Author/Change controller: IETF
Specification document(s): Section 3.2 of this document
8.3. RateLimit-Reset Header Field Registration
This section registers the "RateLimit-Reset" header field in the
"Permanent Message Header Field Names" registry ([RFC3864]).
Header field name: "RateLimit-Reset"
Applicable protocol: http
Status: standard
Author/Change controller: IETF
Specification document(s): Section 3.3 of this document
9. References
9.1. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119,
DOI 10.17487/RFC2119, March 1997,
<https://www.rfc-editor.org/info/rfc2119>.
[RFC3864] Klyne, G., Nottingham, M., and J. Mogul, "Registration
Procedures for Message Header Fields", BCP 90, RFC 3864,
DOI 10.17487/RFC3864, September 2004,
<https://www.rfc-editor.org/info/rfc3864>.
[RFC5234] Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax
Specifications: ABNF", STD 68, RFC 5234,
DOI 10.17487/RFC5234, January 2008,
<https://www.rfc-editor.org/info/rfc5234>.
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[RFC6454] Barth, A., "The Web Origin Concept", RFC 6454,
DOI 10.17487/RFC6454, December 2011,
<https://www.rfc-editor.org/info/rfc6454>.
[RFC7230] Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer
Protocol (HTTP/1.1): Message Syntax and Routing",
RFC 7230, DOI 10.17487/RFC7230, June 2014,
<https://www.rfc-editor.org/info/rfc7230>.
[RFC7231] Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer
Protocol (HTTP/1.1): Semantics and Content", RFC 7231,
DOI 10.17487/RFC7231, June 2014,
<https://www.rfc-editor.org/info/rfc7231>.
[RFC7234] Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke,
Ed., "Hypertext Transfer Protocol (HTTP/1.1): Caching",
RFC 7234, DOI 10.17487/RFC7234, June 2014,
<https://www.rfc-editor.org/info/rfc7234>.
[RFC7405] Kyzivat, P., "Case-Sensitive String Support in ABNF",
RFC 7405, DOI 10.17487/RFC7405, December 2014,
<https://www.rfc-editor.org/info/rfc7405>.
[RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
May 2017, <https://www.rfc-editor.org/info/rfc8174>.
[UNIX] The Open Group, ., "The Single UNIX Specification, Version
2 - 6 Vol Set for UNIX 98", February 1997.
9.2. Informative References
[RFC3339] Klyne, G. and C. Newman, "Date and Time on the Internet:
Timestamps", RFC 3339, DOI 10.17487/RFC3339, July 2002,
<https://www.rfc-editor.org/info/rfc3339>.
[RFC6585] Nottingham, M. and R. Fielding, "Additional HTTP Status
Codes", RFC 6585, DOI 10.17487/RFC6585, April 2012,
<https://www.rfc-editor.org/info/rfc6585>.
9.3. URIs
[1] https://lists.w3.org/Archives/Public/ietf-http-wg/
[2] https://github.com/ioggstream/draft-polli-ratelimit-headers
[3] https://community.ntppool.org/t/another-ntp-client-failure-
story/1014/
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[4] https://lists.w3.org/Archives/Public/ietf-http-
wg/2019JulSep/0202.html
Appendix A. Change Log
RFC EDITOR PLEASE DELETE THIS SECTION.
Appendix B. Acknowledgements
Thanks to Willi Schoenborn, Alejandro Martinez Ruiz, Alessandro
Ranellucci, Erik Wilde and Mark Nottingham for being the initial
contributors of these specifications.
Appendix C. RateLimit headers currently used on the web
RFC EDITOR PLEASE DELETE THIS SECTION.
Commonly used header field names are:
o "X-RateLimit-Limit", "X-RateLimit-Remaining", "X-RateLimit-Reset";
o "X-Rate-Limit-Limit", "X-Rate-Limit-Remaining", "X-Rate-Limit-
Reset".
There are variants too, where the window is specified in the header
field name, eg:
o "x-ratelimit-limit-minute", "x-ratelimit-limit-hour", "x-
ratelimit-limit-day"
o "x-ratelimit-remaining-minute", "x-ratelimit-remaining-hour", "x-
ratelimit-remaining-day"
Here are some interoperability issues:
o "X-RateLimit-Remaining" references different values, depending on
the implementation:
* seconds remaining to the window expiration
* milliseconds remaining to the window expiration
* seconds since UTC, in UNIX Timestamp
* a datetime, either "IMF-fixdate" [RFC7231] or [RFC3339]
o different headers, with the same semantic, are used by different
implementers:
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* X-RateLimit-Limit and X-Rate-Limit-Limit
* X-RateLimit-Remaining and X-Rate-Limit-Remaining
* X-RateLimit-Reset and X-Rate-Limit-Reset
The semantic of RateLimit-Remaining depends on the windowing
algorithm. A sliding window policy for example may result in having
a ratelimit-remaining value related to the ratio between the current
and the maximum throughput. Eg.
RateLimit-Limit: 12, 12;w=1
RateLimit-Remaining: 6 ; using 50% of throughput, that is 6 units/s
RateLimit-Reset: 1
If this is the case, the optimal solution is to achieve
RateLimit-Limit: 12, 12;w=1
RateLimit-Remaining: 1 ; using 100% of throughput, that is 12 units/s
RateLimit-Reset: 1
At this point you should stop increasing your request rate.
Appendix D. FAQ
1. Why defining standard headers for throttling?
To simplify enforcement of throttling policies.
2. Can I use RateLimit-* in throttled responses (eg with status code
429)?
Yes, you can.
3. Are those specs tied to RFC 6585?
No. [RFC6585] defines the "429" status code and we use it just
as an example of a throttled request, that could instead use even
403 or whatever status code.
4. Why don't pass the trottling scope as a parameter?
I'm open to suggestions. File an issue if you think it's worth
;).
5. Why using delta-seconds instead of a UNIX Timestamp? Why not
using subsecond precision?
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Using delta-seconds aligns with "Retry-After", which is returned
in similar contexts, eg on 429 responses.
delta-seconds as defined in [RFC7234] section 1.2.1 clarifies
some parsing rules too.
Timestamps require a clock synchronization protocol (see
[RFC7231] section 4.1.1.1). This may be problematic (eg. clock
adjustment, clock skew, failure of hardcoded clock
synchronization servers, IoT devices, ..). Moreover timestamps
may not be monotonically increasing due to clock adjustment. See
Another NTP client failure story [3]
We did not use subsecond precision because:
* that is more subject to system clock correction like the one
implemented via the adjtimex() Linux system call;
* response-time latency may not make it worth. A brief
discussion on the subject is on the httpwg ml [4]
* almost all rate-limit headers implementations do not use it.
6. Why not support multiple quota remaining?
While this might be of some value, my experience suggests that
overly-complex quota implementations results in lower
effectiveness of this policy. This spec allows the client to
easily focusing on RateLimit-Remaining and RateLimit-Reset.
7. Shouldn't I limit concurrency instead of request rate?
You can do both. The goal of this spec is to provide guidance
for clients in shaping their requests without being throttled
out.
Limiting concurrency results in unserviced client requests, which
is something we want to avoid.
A standard way to limit concurrency is to return 503 + Retry-
After in case of resource saturation (eg. thrashing, connection
queues too long, Service Level Objectives not meet, ..).
Dynamically lowering the values returned by the rate-limit
headers, and returning retry-after along with them can improve
availability.
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Saturation conditions can be either dynamic or static: all this
is out of the scope for the current document.
8. Do a positive value of "RateLimit-Remaining" imply any service
guarantee for my future requests to be served?
No. The returned values were used to decide whether to serve or
not _the current request_ and do not imply any guarantee that
future requests will be successful.
Instead they help to understand when future requests will
probably be throttled. A low value for "RateLimit-Remaining"
should be interpreted as a yellow traffic-light for either the
number of requests issued in the "time-window" or the request
throughput.
9. Is the quota-policy definition Section 2.3 too complex?
You can always return the simplest form of the 3 headers
RateLimit-Limit: 100
RateLimit-Remaining: 50
RateLimit-Reset: 60
The key runtime value is the first element of the list: "expiring-
limit", the others "quota-policy" are informative. So for the
following header:
RateLimit-Limit: 100, 100;w=60;burst=1000;comment="sliding window", 5000;w=3600;burst=0;comment="fixed window"
the key value is the one referencing the lowest limit: "100"
Authors' Addresses
Roberto Polli
Team Digitale, Italian Government
Email: robipolli@gmail.com
Alejandro Martinez Ruiz
Red Hat
Email: amr@redhat.com
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