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IOAM Trace Option Extensions for Incorporating the Alternate-Marking Method
draft-he-ippm-ioam-extensions-incorporating-am-00

Document Type Active Internet-Draft (individual)
Authors hexiaoming , Xiao Min , Frank Brockners , Giuseppe Fioccola , Chongfeng Xie
Last updated 2024-03-03
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draft-he-ippm-ioam-extensions-incorporating-am-00
IPPM Working Group                                                 X. He
Internet-Draft                                             China Telecom
Intended status: Standards Track                                  X. Min
Expires: 4 September 2024                                      ZTE Corp.
                                                            F. Brockners
                                                                   Cisco
                                                             G. Fioccola
                                                                  Huawei
                                                                  C. Xie
                                                           China Telecom
                                                            3 March 2024

  IOAM Trace Option Extensions for Incorporating the Alternate-Marking
                                 Method
           draft-he-ippm-ioam-extensions-incorporating-am-00

Abstract

   In situ Operation, Administration, and Maintenance (IOAM) is used for
   recording and collecting operational and telemetry information.
   Specifically, passport-based IOAM allows telemetry data generated by
   each node along the path to be pushed into data packets when they
   traverse the network, while postcard-based IOAM allows IOAM data
   generated by each node to be directly exported without being pushed
   into in-flight data packets.  This document extends IOAM Trace Option
   for incorporating the Alternate-Marking Method.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on 4 September 2024.

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Copyright Notice

   Copyright (c) 2024 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.  Code Components
   extracted from this document must include Revised BSD License text as
   described in Section 4.e of the Trust Legal Provisions and are
   provided without warranty as described in the Revised BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
   2.  Conventions . . . . . . . . . . . . . . . . . . . . . . . . .   3
     2.1.  Requirements Language . . . . . . . . . . . . . . . . . .   3
     2.2.  Terminology . . . . . . . . . . . . . . . . . . . . . . .   4
   3.  The Extended IOAM Trace Option Format . . . . . . . . . . . .   4
   4.  The IOAM Operation  . . . . . . . . . . . . . . . . . . . . .   6
     4.1.  Packet Loss Measurement . . . . . . . . . . . . . . . . .   6
     4.2.  Packet Delay Measurement  . . . . . . . . . . . . . . . .   7
     4.3.  Flow Identification . . . . . . . . . . . . . . . . . . .   8
   5.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   9
     5.1.  IOAM Type . . . . . . . . . . . . . . . . . . . . . . . .   9
     5.2.  Reserved Field  . . . . . . . . . . . . . . . . . . . . .   9
   6.  Performance Considerations  . . . . . . . . . . . . . . . . .   9
   7.  Security Considerations . . . . . . . . . . . . . . . . . . .  10
   8.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  10
     8.1.  Normative References  . . . . . . . . . . . . . . . . . .  10
     8.2.  Informative References  . . . . . . . . . . . . . . . . .  11
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  11

1.  Introduction

   IOAM [RFC9197], which defines two possible IOAM Trace Option-Types:
   Pre-allocated Trace and Incremental Trace, is used for monitoring
   traffic in the network and for incorporating IOAM data fields into
   in-flight data packets.  IOAM Trace Option is known as the passport
   mode, in which each node on the path can add telemetry data to the
   user packets (i.e., stamps the passport).  IOAM Direct Export (DEX)
   [RFC9326] is used as a trigger for IOAM nodes to directly export IOAM
   data to a receiving entity such as a collector, analyzer, or
   controller.  IOAM DEX is also referred as the postcard mode, in which
   each node directly exports the telemetry data using an independent
   packet (i.e., sends a postcard) while the user packets are

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   unmodified.

   The disadvantage of the passport mode is that if a packet is dropped
   on the path, the IOAM data collected are also lost.  So the passport
   mode such as IOAM Trace Option-Type has no ability to monitor packet
   drop and packet drop location.

   IOAM DEX Option-Type can complement IOAM Trace Option-Type in that
   even if a packet is dropped on the path, the partial data collected
   are still available.  By correlating the data from different nodes,
   the number of the discarded packets can be counted accurately and
   packet drop location can be pinpointed.

   The Alternate-Marking [RFC9341] technique has been proven to work
   well to perform packet loss, delay, and jitter measurements on live
   traffic.  RFC9343 describes how the Alternate-Marking Method can be
   used to measure performance metrics in IPv6.  It defines an Extension
   Header Option to encode Alternate-Marking information in both the
   Hop-by-Hop Options Header and Destination Options Header.  In order
   to facilitate the deployment and improve the scalability of the
   Alternate-Marking Method, the Flow Monitoring Identification
   (FlowMonID) field is introduced.  The benefits of introducing
   FlowMonID are obvious: First, it helps to reduce the per-node
   configuration; Second, it simplifies the counters handling; Third, it
   eases the data export encapsulation and correlation for the
   collectors.

   [draft-he-ippm-integrating-am-into-ioam] presents the problems and
   challenges currently faced by IOAM DEX Option in measuring
   performance metrics such as packet loss, delay, and jitter.  In order
   to augment performance measurement of IOAM, it also defines the IOAM
   DEX Option extension to incorporate the Alternate-Marking Method into
   IOAM.

   This document defines the IOAM Trace Option extension for
   incorporating the Alternate-Marking Method to augment performance
   measurement of IOAM.

2.  Conventions

2.1.  Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in BCP
   14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

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2.2.  Terminology

   Abbreviations used in this document:

   DEX: Direct Exporting

   IOAM: In situ Operation, Administration, and Maintenance

   MPN: Measurement Period Number

   OAM: Operation, Administration, and Maintenance

   SN: Sequence Number

3.  The Extended IOAM Trace Option Format

   The format of the extended trace Option-Type is depicted in Figure 1.
   All fields are same as IOAM Trace Option-Type header Format defined
   in RFC9197 except the 8-bit Reserved field.  The extended Trace
   Option-Type Format uses the most significant 5 bits of the Reserved
   field.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        Namespace-ID           | NodeLen | Flags | RemainingLen|
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |               IOAM-Trace-Type                 |D|L|F|S|M|Resvd|
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                         Flow ID (Optional)                    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                     Sequence Number  (Optional)               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |             Measurement Period Number  (Optional)             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

           Figure 1: The Extended IOAM Trace Option header Format

   Where:

   Namespace-ID: 16-bit identifier of the IOAM namespace, as defined in
   [RFC9197].

   NodeLen: 5-bit unsigned integer, as defined in [RFC9197].

   Flags: 4-bit field, as defined in [RFC9197].

   RemainingLen: 7-bit unsigned integer, as defined in [RFC9197].

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   IOAM-Trace-Type: 24-bit identifier that specifies which data types
   are used in the node data list, as defined in [RFC9197].

   L: 1-bit Loss flag, defined in this document for Packet Loss
   Measurement as described in Section 4.1.

   D: 1-bit Delay flag, defined in this document for Packet Delay
   Measurement as described in Section 4.2.

   F: 1-bit Flow ID flag, defined in this document.  This flag that is
   set to 1 indicates the existence of a corresponding optional 4-octet
   field.

   S: 1-bit Sequence Number (SN) flag, defined in this document.  This
   flag that is set to 1 indicates the existence of a corresponding
   optional 4-octet field.

   M: 1-bit Measurement Period Number (MPN) flag, defined in this
   document.  This flag that is set to 1 indicates the existence of a
   corresponding optional 4-octet field.

   Reserved: 3-bit field, reserved for future use.  These bits MUST be
   set to zero on transmission and ignored on receipt.

   Optional fields: The optional fields, if present, reside after the
   Reserved field.  The order of the optional fields is according to the
   order of the respective bits, which are enabled in the F, S and M
   Flags field.  Each optional field is 4 octets long.

   Flow ID: An optional 32-bit field representing the flow identifier.
   If the actual Flow ID is shorter than 32 bits, it is zero padded in
   its most significant bits.  The field is set at the encapsulating
   node and exported to the receiving entity by the forwarding nodes.
   The Flow ID can be used to correlate the exported data of the same
   flow from multiple nodes and from multiple packets.  Flow ID values
   are expected to be allocated in a way that avoids collisions.  For
   example, random assignment of Flow ID values can be subject to
   collisions, while centralized allocation can avoid this problem.  The
   specification of the Flow ID allocation method is not within the
   scope of this document.

   Sequence Number: An optional 32-bit sequence number, starting from 0
   and incremented by 1 for each packet from the same flow at the
   encapsulating node that includes the DEX option.  The Sequence
   Number, when combined with the Flow ID, provides a convenient
   approach to correlate the exported data from the same user packet.

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   Measurement Period Number(MPN): An optional 32-bit field representing
   the measurement period number of the monitored flow, starting from 0
   and incremented by 1 for the specified flow with the same Flow ID.
   The field is set at the encapsulating node and exported to the
   receiving entity by the forwarding nodes.  The MPN, when combined
   with the Flow ID, provides a convenient approach to correlate the
   exported data of the same flow during the same measurement period
   from multiple nodes.

4.  The IOAM Operation

   The extended Trace Option-Type SHOULD support to perform both
   performance measurement and IOAM trace monitoring concurrently.
   While both performance measurement and IOAM trace monitoring are
   implemented concurrently, an IOAM encapsulating node MUST incorporate
   the extended Trace Option-Type into all the service traffic packets
   of interest it forwards.  For performance measurement, an IOAM
   encapsulating node MUST mark every monitored packet it forwards in
   "L" and "D" flag of the extended Trace Option-Type; for IOAM trace
   monitoring, all the traffic of interest or only a subset of the
   packets COULD be selected by an IOAM encapsulating node.  For every
   selected packet, an IOAM encapsulating node MUST set corresponding
   bit flag to 1 in IOAM- Trace-Type field of the extended Trace Option-
   Type so that every node along the path needs to generate the
   specified IOAM data filled in the node data list field of packet; for
   all the other packets not selected, an IOAM encapsulating node MUST
   set all 24 bits flag to 0 in IOAM-Trace-Type field of the extended
   Trace Option-Type, such that each node along the path does not need
   to generate the IOAM data filled in the node data list field of
   packet.

4.1.  Packet Loss Measurement

   The measurement of the packet loss is detailed in [RFC9341]and
   [RFC9343].  The packets of the flow identified by Flow ID are grouped
   into batches, and all the packets within a batch are marked by
   setting the L bit (Loss flag) to a same value.  The source node (IOAM
   encapsulating node) can switch the value of the L bit between 0 and 1
   after a fixed number of packets or according to a fixed timer, and
   this depends on the implementation.  The source node is the only one
   that marks the packets to create the batches, while the intermediate
   nodes only read the marking values and identify the packet batches.
   By counting the number of packets in each batch using packet counter
   and comparing the values measured by different network nodes along
   the path, it is possible to measure the packet loss that occurred in
   any single batch between any two nodes.  Each batch represents a
   measurable entity recognizable by all network nodes along the path,
   which export the counter value of this batch along with the Flow ID

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   and the MPN (if it exists) to the receiving entity (e.g., the
   collector).

4.2.  Packet Delay Measurement

   Delay metrics MAY be calculated using the following two
   possibilities:

   Single-Marking Methodology: This approach uses only the L bit to
   calculate both packet loss and delay.  In this case, the D flag MUST
   be set to zero on transmit and ignored by the monitoring points.  The
   alternation of the values of the L bit can be used as a time
   reference to calculate the delay.  Whenever the L bit changes and a
   new batch starts, a network node can store the timestamp of the first
   packet of the new batch; that timestamp can be compared with the
   timestamp of the first packet of the same batch on a second node to
   compute packet delay.  But, this measurement is accurate only if no
   packet loss occurs and if there is no packet reordering at the edges
   of the batches.  A different approach can also be considered, and it
   is based on the concept of the mean delay.  The mean delay for each
   batch is calculated by considering the average arrival time of the
   packets for the relative batch.  There are limitations also in this
   case indeed; each node needs to collect all the timestamps and
   calculate the average timestamp for each batch.  In addition, the
   information is limited to a mean value.

   Double-Marking Methodology: This approach is more complete and uses
   the L bit only to calculate packet loss, and the D bit (Delay flag)
   is fully dedicated to delay measurements.  The idea is to use the
   first marking with the L bit to create the alternate flow and, within
   the batches identified by the L bit, a second marking with the D bit
   set to 1 is used to select the packets for measuring delay.  The D
   bit creates a new set of marked packets that are fully identified
   over the network so that a forwarding node can store and export the
   timestamps of these packets; these timestamps can be compared with
   the timestamps of the same packets on a second node to compute packet
   delay values for each packet.  The most efficient and robust mode is
   to select a single double-marked packet for each batch; in this way,
   there is no time gap to consider between the double-marked packets to
   avoid their reorder.  If a double-marked packet is lost, the delay
   measurement for the considered batch is simply discarded, but this is
   not a big problem because it is easy to recognize the problematic
   batch and skip the measurement just for that one.  So in order to
   have more information about the delay and to overcome out-of-order
   issues, this method is preferred.

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   In summary, the approach with Double Marking is better than the
   approach with Single Marking.  In the implementation, the timestamps
   along with Flow ID and Sequence Number and MPN(if they exist) can be
   sent out to the receiving entity that is responsible for the
   calculation.

4.3.  Flow Identification

   The Flow Identification (Flow ID) identifies the flow to be measured
   and is required for some general reasons, which is described in
   Section 5.3 of [RFC9343].  [RFC9343] uses 20-bit FlowMonID to
   determine a monitored flow within the measurement domain.  Compared
   to the FlowMonID, the Flow ID in this document is a 32-bit field,
   which amplifies the FlowMonID space by 4096 times.  Accordingly, a
   chance of collision is greatly reduced in a distributed way.

   When the 32-bit Flow ID is used for every source node, if there are N
   edge nodes (source nodes) in a large-scale operator network, and each
   source node can generate a unique Flow ID for every measured flow
   independently and pseudo-randomly in a distributed way.  Assuming
   that each node randomly generates M different Flow IDs from the
   available K flow identification space, then the total possible sample
   space is

   the Nth power of C (K, M)

   and the total possible sample space not duplicate is

   C1 (K, M)*C2 (K-M, M )*....*CN (k-(N-1)M, M)

   Theoritically, the non-collision probability is calculated as the
   total possible sample space not duplicate divided by the total
   possible sample space.

   Take K=32nd power of 2, N=100, M=100 as an example, and the non-
   collision probability is 0.9885.  That is to say, when generating
   10000 concurrent flows, there might be 115 measured flow identifiers
   incurring a chance of collision.  If K=20th power of 2 is taken,
   which corresponds to 20-bit Flow ID space, the collision probability
   will drastically increases to approximately 100%. In practical
   deployment scenarios of large-scale networks, the simultaneous
   measurement flows could reach orders of magnitude of 100000 or even
   higher, thus the collision probability will rise sharply.

   It is preferred that Flow ID be assigned by the central controller.
   Since the controller knows the network topology, it can allocate the
   value properly to guarantee the uniqueness of Flow ID allocation.

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5.  IANA Considerations

5.1.  IOAM Type

   The "IOAM Option-Type" registry is defined in Section 7.1 of
   [RFC9197].

   IANA is requested to allocate the following code point from the "IOAM
   Option-Type" registry as follows:

   TBA-type IOAM Extended Trace Option Type.

   If possible, IANA is requested to allocate code point 6 (TBA-type).

5.2.  Reserved Field

   IANA is requested to allocate the following 5-bit flags for
   performance measurement from the 8-bit Reserved field created by
   IANA.

   Bit 0 (the most significant bit): 1-bit Loss flag for Packet Loss
   Measurement and described in Section 4.1.

   Bit 1: 1-bit Delay flag for Packet Delay Measurement and described in
   Section 4.2.

   Bit 2: 1-bit Flow ID flag and described in Section 3.

   Bit 3: 1-bit SN flag and described in Section 3.

   Bit 4: 1-bit MPN flag and described in Section3.

6.  Performance Considerations

   The extended Trace Option-Type triggers IOAM trace data to be filled
   in live data packets and performance measurement data to be exported
   to a receiving entity.

   Performance measurement is implemented based on the Alternate-Marking
   Method.  In Hop-by-Hop mode for loss measurement, every node along
   the path only exports a packet carrying the counter value of each
   measurement block including a batch of packets; In End-to-End mode
   for loss measurement, only the IOAM encapsulating node and the IOAM
   decapsulating node export a packet carrying the counter value of each
   measurement block.  Similarly, in Hop-by-Hop mode for delay
   measurement, every node along the path only exports a packet carrying
   the timestamp of the marked packet in each measurement block; In End-
   to-End mode for delay measurement, only the IOAM encapsulating node

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   and the IOAM decapsulating node export a packet carrying the
   timestamp of the same marked packet in each measurement block.
   Because of the very small amount of exported traffic, it would not
   affect the network bandwidth and would not overload the receiving
   entity.  In addition, compared with IOAM DEX Option-Type for packet
   loss calculation, due to a significant reduction in the number of
   exported packets, the receiving entity needs much less processing
   overhead to correlate these counter values for packet loss
   computations.

7.  Security Considerations

   The security considerations of IOAM in general are discussed in
   [RFC9197].  There are not additional security considerations in this
   extended IOAM Trace Option-Type.

8.  References

8.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [RFC9197]  Brockners, F., Ed., Bhandari, S., Ed., and T. Mizrahi,
              Ed., "Data Fields for In Situ Operations, Administration,
              and Maintenance (IOAM)", RFC 9197, DOI 10.17487/RFC9197,
              May 2022, <https://www.rfc-editor.org/info/rfc9197>.

   [RFC9326]  Song, H., Gafni, B., Brockners, F., Bhandari, S., and T.
              Mizrahi, "In Situ Operations, Administration, and
              Maintenance (IOAM) Direct Exporting", RFC 9326,
              DOI 10.17487/RFC9326, November 2022,
              <https://www.rfc-editor.org/info/rfc9326>.

   [RFC9341]  Fioccola, G., Ed., Cociglio, M., Mirsky, G., Mizrahi, T.,
              and T. Zhou, "Alternate-Marking Method", RFC 9341,
              DOI 10.17487/RFC9341, December 2022,
              <https://www.rfc-editor.org/info/rfc9341>.

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   [RFC9343]  Fioccola, G., Zhou, T., Cociglio, M., Qin, F., and R.
              Pang, "IPv6 Application of the Alternate-Marking Method",
              RFC 9343, DOI 10.17487/RFC9343, December 2022,
              <https://www.rfc-editor.org/info/rfc9343>.

8.2.  Informative References

   [I-D.he-ippm-integrating-am-into-ioam]
              hexiaoming, X., Brockners, F., Song, H., Fioccola, G., and
              A. Wang, "Integrating the Alternate-Marking Method into In
              Situ Operations, Administration, and Maintenance (IOAM)",
              Work in Progress, Internet-Draft, draft-he-ippm-
              integrating-am-into-ioam-01, 8 January 2024,
              <https://datatracker.ietf.org/doc/html/draft-he-ippm-
              integrating-am-into-ioam-01>.

   [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
              Writing an IANA Considerations Section in RFCs", BCP 26,
              RFC 8126, DOI 10.17487/RFC8126, June 2017,
              <https://www.rfc-editor.org/info/rfc8126>.

   [RFC9486]  Bhandari, S., Ed. and F. Brockners, Ed., "IPv6 Options for
              In Situ Operations, Administration, and Maintenance
              (IOAM)", RFC 9486, DOI 10.17487/RFC9486, September 2023,
              <https://www.rfc-editor.org/info/rfc9486>.

Authors' Addresses

   Xiaoming He
   China Telecom
   Email: hexm4@chinatelecom.cn

   Xiao Min
   ZTE Corp.
   Email: xiao.min2@zte.com.cn

   Frank Brockners
   Cisco
   Email: fbrockne@cisco.com

   Giuseppe Fioccola
   Huawei
   Email: giuseppe.fioccola@huawei.com

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   Chongfeng Xie
   China Telecom
   Email: xiechf@chinatelecom.cn

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