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Unified Transition Overlay (UTO): A Stateless Cross-Version Transition Mechanism for IPv4/IPv6
draft-montero-uto-03

Document Type Active Internet-Draft (individual)
Author Nicolás Montero Torrealba
Last updated 2026-06-14
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draft-montero-uto-03
Network Working Group                                         N. Montero
Internet-Draft                                    Independent Researcher
Intended status: Informational                              14 June 2026
Expires: 16 December 2026

 Unified Transition Overlay (UTO): A Stateless Cross-Version Transition
                        Mechanism for IPv4/IPv6
                          draft-montero-uto-03

Abstract

   This document specifies Unified Transition Overlay (UTO), a stateless
   encapsulation-plus-translation mechanism that enables bidirectional
   communication between IPv4-only and IPv6-only hosts across a transit
   network whose forwarding plane uses the opposite IP version.  UTO
   carries the native source and destination addresses of the
   communicating hosts in a compact, variable-length overlay header.
   The original packet is tunneled between UTO-Gateways (UGWs) across
   the transit network and is converted to the destination's address
   family by a single stateless header translation performed only at the
   egress UGW.  UTO requires no DNS64, no stateful per-flow translation
   in the common IPv4-to-IPv6 direction, and no changes to backbone
   routers or end-host stacks.  The transit network forwards only pure
   IPv4 or pure IPv6 packets.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on 16 December 2026.

Copyright Notice

   Copyright (c) 2026 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

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   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  Motivation  . . . . . . . . . . . . . . . . . . . . . . . . .   3
   3.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .   4
   4.  Architecture Overview . . . . . . . . . . . . . . . . . . . .   5
   5.  UTO Header Format . . . . . . . . . . . . . . . . . . . . . .   5
     5.1.  Field Definitions . . . . . . . . . . . . . . . . . . . .   6
     5.2.  Encoding of an IPv4 Address . . . . . . . . . . . . . . .   7
     5.3.  Encoding of an IPv6 Address . . . . . . . . . . . . . . .   7
     5.4.  Header Checksum . . . . . . . . . . . . . . . . . . . . .   7
   6.  Protocol Operation  . . . . . . . . . . . . . . . . . . . . .   8
     6.1.  IPv4-to-IPv6 Flow . . . . . . . . . . . . . . . . . . . .   8
     6.2.  IPv6-to-IPv4 Flow . . . . . . . . . . . . . . . . . . . .   8
     6.3.  UGW Behavior  . . . . . . . . . . . . . . . . . . . . . .   9
     6.4.  ICMP and Path MTU Handling  . . . . . . . . . . . . . . .   9
     6.5.  Address Resolution and Mapping  . . . . . . . . . . . . .  10
   7.  Deployment Scenarios  . . . . . . . . . . . . . . . . . . . .  10
     7.1.  Enterprise with Legacy IPv4 Core  . . . . . . . . . . . .  10
     7.2.  ISP with IPv6-Only Access Network . . . . . . . . . . . .  10
     7.3.  IoT IPv6 Devices Reaching IPv4 Infrastructure . . . . . .  11
   8.  Advantages and Limitations  . . . . . . . . . . . . . . . . .  11
     8.1.  Advantages  . . . . . . . . . . . . . . . . . . . . . . .  11
     8.2.  Limitations . . . . . . . . . . . . . . . . . . . . . . .  11
   9.  Security Considerations . . . . . . . . . . . . . . . . . . .  12
   10. IANA Considerations . . . . . . . . . . . . . . . . . . . . .  12
   11. Backward Compatibility  . . . . . . . . . . . . . . . . . . .  13
   12. Examples  . . . . . . . . . . . . . . . . . . . . . . . . . .  13
     12.1.  IPv4-to-IPv6 . . . . . . . . . . . . . . . . . . . . . .  13
     12.2.  IPv6-to-IPv4 . . . . . . . . . . . . . . . . . . . . . .  13
   13. Normative References  . . . . . . . . . . . . . . . . . . . .  13
   14. Informative References  . . . . . . . . . . . . . . . . . . .  14
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .  15
   Author's Address  . . . . . . . . . . . . . . . . . . . . . . . .  15

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1.  Introduction

   The transition from IPv4 to IPv6 has progressed far slower than
   originally expected.  Although IPv6 was standardized in [RFC2460]
   (now [RFC8200]) and provides an address space sufficient for global-
   scale expansion, IPv4 continues to carry a significant portion of
   Internet traffic and to underpin a large installed base of
   infrastructure.

   Existing coexistence mechanisms such as stateful NAT64 [RFC6146],
   464XLAT [RFC6877], DS-Lite, MAP-T [RFC7599], MAP-E, and various
   tunneling technologies provide interoperability between the two
   protocol families.  Each makes a different trade-off among per-flow
   state, DNS rewriting, multi-stage encapsulation, customer-premises-
   equipment complexity, and operator visibility.

   Unified Transition Overlay (UTO) targets a specific niche in that
   design space: it preserves the sender's original packet across an
   opposite-version transit network by tunneling it between gateways,
   and it performs exactly one stateless, algorithmic header translation
   ([RFC7915]) at the egress gateway so that the final host receives a
   packet in its own address family.  The native source and destination
   addresses needed to perform that translation without per-flow state
   are carried explicitly in the UTO header rather than being derived
   from a state table or from DNS rewriting.

   UTO is honest about its scope.  Unlike the -00 revision of this
   draft, this document does NOT claim to avoid translation entirely;
   cross-family delivery inherently requires translating the packet to
   the destination's address family at some point.  What UTO avoids is
   (a) stateful per-flow translation in the IPv4-to-IPv6 direction, (b)
   DNS64-style record synthesis, and (c) translation anywhere other than
   the egress gateway.  The genuine and unavoidable limits of stateless
   operation, in particular the IPv6-to-IPv4 source-representation
   problem, are stated explicitly in Section 8.2.

2.  Motivation

   The continued coexistence of IPv4 and IPv6 has produced environments
   in which many hosts are limited to a single IP version.  IPv4
   depletion has pushed cloud providers and IoT systems toward IPv6-only
   deployments, while numerous enterprise networks still rely heavily on
   IPv4 because of legacy applications, security policy, or hardware
   constraints.

   Translation-based models such as NAT64 are functional but rely on
   per-flow state and, when paired with DNS64, on rewriting DNS
   responses.  Such designs can reduce transparency, complicate

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   troubleshooting, and add latency.  UTO reduces these costs for the
   common direction (IPv4 host reaching an IPv6-only service) to a
   single stateless transform at the edge, while being explicit that the
   reverse direction may still require state, exactly as every other
   transition technology does.

   The goals of UTO are:

   *  Preserve the sender's original packet across the transit network.

   *  Enable bidirectional communication between IPv4-only and IPv6-only
      hosts.

   *  Keep the transit forwarding plane purely IPv4 or purely IPv6.

   *  Avoid stateful per-flow translation and DNS rewriting in the IPv4-
      to-IPv6 direction.

   *  Support incremental deployment at administrative boundaries
      without global coordination.

3.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in BCP 14 [RFC2119]
   [RFC8174] when, and only when, they appear in all capitals, as shown
   here.

   UTO-Gateway (UGW):  A device that, at the ingress, encapsulates the
      native packet and prepends the UTO header, and, at the egress,
      removes the UTO header and performs the single stateless header
      translation that produces the deliverable native packet.

   Destination Native Address (DNA):  The destination host's address in
      its own address family, carried in the UTO header.  The egress UGW
      writes the DNA into the destination field of the delivered packet.

   Source Native Address (SNA):  A representation of the source host in
      the destination's address family, carried in the UTO header,
      chosen so that the destination host can address replies back
      toward the source.  See Section 6.5 for how the SNA is derived and
      Section 8.2 for the constraints in the IPv6-to-IPv4 direction.

   Transit Network:  The forwarding plane over which the encapsulated
      packet travels between UGWs.  It is IPv4-only or IPv6-only and is
      unaware of UTO.

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   Native Packet:  The sender's original IPv4 or IPv6 packet before
      encapsulation.

   UTO Header:  A variable-length transition header (minimum 8 bytes
      plus the encoded DNA and SNA) inserted between the outer transit
      header and the native packet.

   Endpoint:  A host that supports only one IP version.

4.  Architecture Overview

   UTO operates only at the boundaries of transition domains.  At the
   ingress UGW the native packet is left intact and is encapsulated,
   together with a UTO header carrying the DNA and SNA, inside an outer
   header of the transit network's address family.  The outer header
   addresses the egress UGW, not the final host; the transit network
   therefore forwards an ordinary packet of its own version and is
   unaware of UTO.  At the egress UGW the outer header and the UTO
   header are removed and a single stateless header translation
   ([RFC7915]) converts the preserved native packet into the
   destination's address family, using the DNA and SNA as the new
   destination and source.

   IPv4 Host --> UGW --[ IPv6 transit ]--> UGW --> IPv6 Host
                 (encap + UTO)              (decap + translate)

   IPv6 Host --> UGW --[ IPv4 transit ]--> UGW --> IPv4 Host
                 (encap + UTO)              (decap + translate)

                     Figure 1: UTO Architecture

   Same-version traffic (IPv4-to-IPv4 or IPv6-to-IPv6) is never touched
   by UTO and is forwarded natively.  Backbone routers, fabric switches,
   hardware ASIC pipelines, and middleboxes that operate on the outer
   header see only pure IPv4 or pure IPv6 packets.

5.  UTO Header Format

   The UTO header is variable in length.  A fixed 8-byte part is
   followed by the encoded DNA and then the encoded SNA.  The HLen field
   carries the total header length so that intermediate code and the
   egress UGW can locate the native packet without parsing the address
   encodings.

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    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Vers  |  DAF  |  SAF  | Flags |     HLen      |   Reserved    |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |           Checksum            |          Reserved (0)         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        Destination Native Address (DNA), variable             ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |        Source Native Address (SNA), variable                  ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                         Figure 2: UTO Header Layout

5.1.  Field Definitions

   Vers (4 bits):  UTO protocol version.  This document defines Vers = 1
      (0b0001).  A UGW that receives an unsupported version MUST drop
      the packet.

   DAF (4 bits):  Destination Address Family / encoding of the DNA:
      0b0001 = IPv4 (4 bytes); 0b0010 = IPv6, full (16 bytes); 0b0011 =
      IPv6, label-compressed (10 bytes, see Section 5.3).  Other values
      are reserved; a UGW that receives a reserved value MUST drop the
      packet.

   SAF (4 bits):  Source Address Family / encoding of the SNA, using the
      same code points as DAF.

   Flags (4 bits):  Control flags.  Bit 0 (DF): when set, the egress UGW
      MUST set the Don't Fragment behavior on the delivered packet where
      applicable.  The remaining bits are reserved, MUST be set to zero
      on transmission, and MUST be ignored on receipt.

   HLen (8 bits):  Total length of the UTO header in bytes, including
      the fixed 8-byte part and both encoded addresses.  HLen MUST equal
      8 + len(DNA) + len(SNA).  A UGW MUST drop the packet if HLen is
      inconsistent with the DAF and SAF encodings.

   Reserved:  The 8-bit and 16-bit reserved fields MUST be set to zero
      on transmission and ignored on receipt, except that they are
      included in the Checksum computation.

   Checksum (16 bits):  The 16-bit one's-complement checksum of the
      entire UTO header (fixed part plus DNA plus SNA), computed per
      [RFC1071] with the Checksum field set to zero.  This protects
      against the reconstruction errors that arise from corrupted or
      misconfigured headers.  See Section 5.4.

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   DNA / SNA:  The destination and source native addresses, encoded as
      indicated by DAF and SAF.

5.2.  Encoding of an IPv4 Address

   When DAF or SAF indicates IPv4 (0b0001), the corresponding address is
   carried as the 32-bit IPv4 address in network byte order, occupying
   exactly 4 bytes.  No padding is used.

   Example: 192.0.2.44 is encoded as the 4 bytes 0xC0 0x00 0x02 0x2C.

5.3.  Encoding of an IPv6 Address

   An IPv6 address MAY be carried in full (16 bytes, code 0b0010) or, as
   an OPTIONAL size optimization, label-compressed (10 bytes, code
   0b0011).  Implementations MUST support the full 16-byte encoding; the
   label-compressed encoding is OPTIONAL.

   The label-compressed encoding splits a 128-bit IPv6 address into a
   64-bit prefix context (network prefix plus subnet) and a 64-bit
   Interface Identifier (IID).  The prefix context is replaced by a
   16-bit Label, and the IID is carried verbatim.  The 10-byte field is
   therefore [Label (16 bits) | IID (64 bits)], and the reconstructed
   address is the 64-bit context bound to that Label concatenated with
   the 64-bit IID.

      Label (16 bits)  ->  Prefix Context (64 bits)

                Figure 3: Prefix Context Table (label-compressed mode)

   The label-compressed encoding requires that the ingress UGW
   (assigning the Label) and the egress UGW (resolving it) share an
   identical Label-to-context binding.  This document does not define a
   control protocol for distributing those bindings; deployments using
   the OPTIONAL compressed mode MUST establish consistent bindings by
   configuration or by an out-of-band mechanism, and a UGW that cannot
   resolve a Label MUST drop the packet.  Deployments that cannot
   guarantee consistent bindings MUST use the full 16-byte encoding.
   This constraint is listed in Section 8.2.

5.4.  Header Checksum

   On transmission the sender sets the Checksum field to zero, computes
   the one's-complement sum of the entire UTO header as a sequence of
   16-bit words, and stores the one's complement of that sum in the
   Checksum field.  On receipt a UGW MUST verify the checksum and MUST
   drop the packet if verification fails.  The checksum covers only the
   UTO header, not the outer or inner IP headers, which carry their own

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   integrity mechanisms where applicable.

6.  Protocol Operation

   UTO operates strictly at administrative boundaries.  Cross-version
   traffic is identified by UGW policy, typically by destination prefix,
   interface role, or explicitly configured host mapping.  Same-family
   traffic MUST NOT be encapsulated or translated.

6.1.  IPv4-to-IPv6 Flow

   1.  The IPv4 host sends an ordinary IPv4 packet toward a destination
       that policy maps to an IPv6-only host.

   2.  The ingress UGW determines the destination IPv6 address (DNA) and
       a source representation in IPv6 (SNA), per Section 6.5.

   3.  The ingress UGW prepends a UTO header (DAF = IPv6, SAF = IPv6)
       and encapsulates the intact IPv4 packet inside an outer IPv6
       header addressed UGW-to-UGW.

   4.  The IPv6 transit network forwards the packet natively, unaware of
       UTO.

   5.  The egress UGW removes the outer and UTO headers and performs a
       single stateless IPv4-to-IPv6 header translation ([RFC7915]),
       writing DNA as destination and SNA as source, and delivers a
       native IPv6 packet to the IPv6-only host.

   Because the IPv6 source (SNA) is an IPv4-embedded IPv6 address
   ([RFC6052]) routed toward the UGWs, replies from the IPv6 host are
   forwarded to a UGW and reverse-translated to IPv4 with no per-flow
   state.

6.2.  IPv6-to-IPv4 Flow

   1.  The IPv6 host sends an ordinary IPv6 packet toward a destination
       that policy maps to an IPv4-only host.

   2.  The ingress UGW determines the destination IPv4 address (DNA) and
       an IPv4 source representation (SNA), per Section 6.5.  Selecting
       a 32-bit SNA for an arbitrary 128-bit source is the point at
       which state or a constrained address range is required
       (Section 8.2).

   3.  The ingress UGW prepends a UTO header (DAF = IPv4, SAF = IPv4)
       and encapsulates the intact IPv6 packet inside an outer IPv4
       header addressed UGW-to-UGW.

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   4.  The IPv4 transit network forwards the packet natively.

   5.  The egress UGW removes the outer and UTO headers, performs a
       single stateless IPv6-to-IPv4 header translation, and delivers a
       native IPv4 packet to the IPv4-only host.

6.3.  UGW Behavior

   A UGW MUST:

   *  Maintain policy identifying opposite-version destinations.

   *  Apply UTO only to cross-family traffic; same-family traffic MUST
      NOT be altered.

   *  Verify the UTO header checksum and the HLen/DAF/SAF consistency
      before acting on a packet, and drop the packet on any failure.

   *  Perform exactly one stateless header translation, at the egress,
      per [RFC7915].

   *  Adjust the Hop Limit / TTL of the translated packet as normal
      forwarding requires, and otherwise not modify inner upper-layer
      payload.

   *  Enforce which prefixes may originate cross-version traffic.

   A UGW MAY apply rate limiting or filtering to cross-version flows.

   Encapsulation and the single egress translation are designed to be
   amenable to hardware offload; in the IPv4-to-IPv6 direction they
   require no per-flow state.

6.4.  ICMP and Path MTU Handling

   UTO adds an outer IP header plus the UTO header, increasing packet
   size on the transit path.  UGWs MUST implement Path MTU Discovery for
   the UGW-to-UGW tunnel ([RFC1191] for IPv4 transit, [RFC8201] for IPv6
   transit) or fragment the outer packet where the transit version
   permits.

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   ICMP errors generated within the transit network refer to the outer
   header and the UGW addresses; the ingress UGW MUST consume such
   errors and, where appropriate, signal a reduced effective MTU toward
   the source rather than forwarding the transit ICMP error to an end
   host of a different family.  ICMP errors that refer to the translated
   packet (for example, generated at or beyond the egress) MUST be
   translated back to the source's address family per [RFC7915] using
   the DNA and SNA so that the originating host receives a coherent
   error.

6.5.  Address Resolution and Mapping

   UTO does not define name resolution and does not synthesize DNS
   records.  The ingress UGW learns the opposite-family destination by
   ordinary means: an A or AAAA record returned by unmodified DNS, a
   configured host or prefix mapping, or an algorithmic translation
   prefix ([RFC6052]).  UTO therefore does not remove a deployment's
   dependence on the host being able to learn a usable destination
   address; it removes only the need to rewrite DNS responses and to
   keep per-flow translation state in the IPv4-to-IPv6 direction.

   The SNA is derived as follows.  For IPv4-to-IPv6, the IPv4 source is
   mapped to an IPv4-embedded IPv6 address using a configured
   translation prefix ([RFC6052]); this is stateless and reversible.
   For IPv6-to-IPv4, see Section 8.2: representing an arbitrary 128-bit
   source in 32 bits is not injective, so the SNA MUST be drawn either
   from a stateful source map at the UGW or from a constrained,
   1:1-mapped IPv6 source range.

7.  Deployment Scenarios

7.1.  Enterprise with Legacy IPv4 Core

   An IPv4-centric enterprise can reach IPv6-only cloud services, IoT
   systems, and external APIs without deploying NAT64 or DNS64.  UGWs
   are placed at WAN routers or firewalls.  The IPv4-to-IPv6 direction
   is fully stateless.

7.2.  ISP with IPv6-Only Access Network

   An ISP running IPv6-only access (mobile or FTTH) can reach IPv4-only
   external services.  UGWs at the ISP edge keep the access network
   native IPv6 and reduce CGNAT pressure.  The IPv6-to-IPv4 direction is
   subject to the source-mapping constraint of Section 8.2.

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7.3.  IoT IPv6 Devices Reaching IPv4 Infrastructure

   IPv6-only IoT devices can reach IPv4 management or monitoring systems
   over an IPv4 backhaul.  UGWs sit at aggregation points or border
   concentrators.

8.  Advantages and Limitations

8.1.  Advantages

   *  The sender's original packet is preserved across the transit
      network; only one transform occurs, at the egress.

   *  The IPv4-to-IPv6 direction is stateless and needs neither NAT64
      state nor DNS64.

   *  The transit network forwards only pure IPv4 or pure IPv6 packets
      and is unaware of UTO.

   *  Works with existing hardware forwarding pipelines and outer-header
      middleboxes.

   *  Deployable incrementally at administrative boundaries.

   *  The header carries an integrity checksum, making header validation
      well defined.

8.2.  Limitations

   *  Cross-family delivery requires translating the packet at the
      egress; UTO does not and cannot avoid translation altogether.

   *  *IPv6-to-IPv4 source representation.* A 128-bit source cannot be
      represented losslessly in a 32-bit SNA.  Bidirectional IPv6-to-
      IPv4 communication therefore requires either stateful source
      mapping at the UGW (state in exactly one place) or a constrained,
      1:1-mapped IPv6 source range.  This is the same fundamental limit
      that constrains NAT64 and is not removed by UTO.

   *  UTO does not provide name resolution; deployments still rely on
      DNS or configured mapping to learn destination addresses.

   *  The OPTIONAL label-compressed IPv6 encoding requires consistent
      Label-to-context bindings across UGWs, which this document does
      not distribute.

   *  Encapsulation increases packet size, requiring PMTUD or
      fragmentation on the transit path.

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   *  UTO requires UGWs at transition points and is not a replacement
      for dual-stack.

9.  Security Considerations

   UTO is a tunneling-plus-translation mechanism and inherits the
   security posture of both.  The following apply:

   *  A UGW MUST verify the UTO header checksum before decapsulation or
      translation and MUST drop packets that fail.

   *  DNA and SNA values MUST be checked against authorized prefixes; a
      UGW MUST drop packets whose DNA or SNA falls outside its
      configured cross-version policy, to prevent the overlay from being
      used as an open relay.

   *  Operators SHOULD apply ingress anti-spoofing (BCP 38, [RFC2827])
      on UGW interfaces.

   *  The UTO checksum protects against corruption but not against an
      active attacker; where confidentiality or authenticity is
      required, UTO traffic SHOULD be carried inside IPsec ([RFC4301])
      or an equivalent secure tunnel.

   *  Because addresses are carried in the overlay rather than in a
      state table, a misconfigured or spoofed SNA can misdirect replies;
      SNA validation against authorized source ranges is therefore
      REQUIRED, not optional.

   *  Monitoring systems SHOULD be able to observe both the outer header
      and the encapsulated native packet.

10.  IANA Considerations

   IANA is requested to assign one value from the "Assigned Internet
   Protocol Numbers" registry to identify UTO encapsulation.  Because
   that registry is shared between the IPv4 Protocol field and the IPv6
   Next Header field, a single assignment suffices to identify UTO over
   both IPv4 and IPv6 transit networks; no separate IPv6 Next Header
   value is required.

   This document makes no other IANA requests.  The UTO Vers, DAF, SAF,
   and Flags code points are managed within this specification and do
   not require an IANA registry at this time.

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11.  Backward Compatibility

   End hosts are unchanged.  Transit routers forward only native IPv4 or
   IPv6 outer headers, and outer-header middleboxes operate normally.
   No changes to TCP, UDP, ICMP, IPv4, or IPv6 are required of hosts.
   UTO can coexist with NAT64, DS-Lite, MAP-E, MAP-T, and traditional
   tunnels, since it is confined to traffic that UGW policy selects for
   cross-version handling.

12.  Examples

12.1.  IPv4-to-IPv6

   Source IPv4 host 10.1.1.10 sends to an IPv6-only service whose AAAA
   record is 2001:db8:20::44.  The ingress UGW sets DNA =
   2001:db8:20::44 (DAF = IPv6) and SNA = the IPv4-embedded IPv6 form of
   10.1.1.10 under the configured translation prefix (SAF = IPv6),
   encapsulates the intact IPv4 packet in an outer IPv6 header addressed
   UGW-to-UGW, and forwards it.  The egress UGW translates to IPv6 and
   delivers a native IPv6 packet: source = embedded(10.1.1.10),
   destination = 2001:db8:20::44.  Replies are routed back to a UGW by
   the translation prefix and reverse-translated with no state.

12.2.  IPv6-to-IPv4

   Source IPv6 host 2001:db8:10::50 sends to IPv4-only host 192.0.2.99.
   The ingress UGW sets DNA = 192.0.2.99 (DAF = IPv4) and selects an
   IPv4 SNA for the source from a stateful map or a 1:1-mapped range
   (SAF = IPv4), encapsulates the intact IPv6 packet in an outer IPv4
   header addressed UGW-to-UGW, and forwards it.  The egress UGW
   translates to IPv4 and delivers source = chosen-SNA, destination =
   192.0.2.99.  Replies to the SNA are returned to the mapping UGW.

13.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997,
              <https://www.rfc-editor.org/rfc/rfc2119>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, May 2017,
              <https://www.rfc-editor.org/rfc/rfc8174>.

   [RFC0791]  Postel, J., "Internet Protocol", STD 5, RFC 791, September
              1981, <https://www.rfc-editor.org/rfc/rfc791>.

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   [RFC8200]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6) Specification", STD 86, RFC 8200, July 2017,
              <https://www.rfc-editor.org/rfc/rfc8200>.

   [RFC1071]  Braden, R., Borman, D., and C. Partridge, "Computing the
              Internet Checksum", RFC 1071, September 1988,
              <https://www.rfc-editor.org/rfc/rfc1071>.

   [RFC6052]  Bao, C., Huitema, C., Bagnulo, M., Boucadair, M., and X.
              Li, "IPv6 Addressing of IPv4/IPv6 Translators", RFC 6052,
              October 2010, <https://www.rfc-editor.org/rfc/rfc6052>.

   [RFC7915]  Bao, C., Li, X., Baker, F., Anderson, T., and F. Gont,
              "IP/ICMP Translation Algorithm", RFC 7915, June 2016,
              <https://www.rfc-editor.org/rfc/rfc7915>.

   [RFC1191]  Mogul, J. and S. Deering, "Path MTU Discovery", RFC 1191,
              November 1990, <https://www.rfc-editor.org/rfc/rfc1191>.

   [RFC8201]  McCann, J., Deering, S., Mogul, J., and R. Hinden, "Path
              MTU Discovery for IP version 6", STD 87, RFC 8201, July
              2017, <https://www.rfc-editor.org/rfc/rfc8201>.

   [RFC2827]  Ferguson, P. and D. Senie, "Network Ingress Filtering:
              Defeating Denial of Service Attacks which employ IP Source
              Address Spoofing", BCP 38, RFC 2827, May 2000,
              <https://www.rfc-editor.org/rfc/rfc2827>.

   [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the
              Internet Protocol", RFC 4301, December 2005,
              <https://www.rfc-editor.org/rfc/rfc4301>.

14.  Informative References

   [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6) Specification", RFC 2460, December 1998,
              <https://www.rfc-editor.org/rfc/rfc2460>.

   [RFC2473]  Conta, A. and S. Deering, "Generic Packet Tunneling in
              IPv6 Specification", RFC 2473, December 1998,
              <https://www.rfc-editor.org/rfc/rfc2473>.

   [RFC2784]  Farinacci, D., Li, T., Hanks, S., Meyer, D., and P.
              Traina, "Generic Routing Encapsulation (GRE)", RFC 2784,
              March 2000, <https://www.rfc-editor.org/rfc/rfc2784>.

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   [RFC6146]  Bagnulo, M., Matthews, P., and I. van Beijnum, "Stateful
              NAT64: Network Address and Protocol Translation from IPv6
              Clients to IPv4 Servers", RFC 6146, April 2011,
              <https://www.rfc-editor.org/rfc/rfc6146>.

   [RFC6147]  Bagnulo, M., Sullivan, A., Matthews, P., and I. van
              Beijnum, "DNS64: DNS Extensions for Network Address
              Translation from IPv6 Clients to IPv4 Servers", RFC 6147,
              April 2011, <https://www.rfc-editor.org/rfc/rfc6147>.

   [RFC6877]  Mawatari, M., Kawashima, M., and C. Byrne, "464XLAT:
              Combination of Stateful and Stateless Translation",
              RFC 6877, April 2013,
              <https://www.rfc-editor.org/rfc/rfc6877>.

   [RFC7599]  Li, X., Bao, C., Dec, W., Ed., Troan, O., Matsushima, S.,
              and T. Murakami, "Mapping of Address and Port using
              Translation (MAP-T)", RFC 7599, July 2015,
              <https://www.rfc-editor.org/rfc/rfc7599>.

   [RFC8986]  Filsfils, C., Ed., Camarillo, P., Ed., Leddy, J., Voyer,
              D., Matsushima, S., and Z. Li, "Segment Routing over IPv6
              (SRv6) Network Programming", RFC 8986, February 2021,
              <https://www.rfc-editor.org/rfc/rfc8986>.

   [RFC9300]  Farinacci, D., Fuller, V., Meyer, D., Lewis, D., and A.
              Cabellos, Ed., "The Locator/ID Separation Protocol
              (LISP)", RFC 9300, October 2022,
              <https://www.rfc-editor.org/rfc/rfc9300>.

Acknowledgments

   The author thanks the operational and research communities whose
   discussions on transition technologies, encapsulation performance,
   IPv6 prefix management, and hardware forwarding behavior shaped the
   design goals of UTO and the explicit statement of its limits.

   The author appreciates the academic feedback and technical
   discussions received within the Universidad de Santiago de Chile
   (USACH) environment during the development of this work.

Author's Address

   Nicolas Montero Torrealba
   Independent Researcher
   Santiago
   Chile
   Email: nicolas.montero@usach.cl

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