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Aggregated Option for SYN Option Space Extension
draft-nishida-tcpm-agg-syn-ext-03

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Author Yoshifumi Nishida
Last updated 2023-03-12
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draft-nishida-tcpm-agg-syn-ext-03
TCPM Working Group                                            Y. Nishida
Internet-Draft                                                       AWS
Intended status: Standards Track                           12 March 2023
Expires: 13 September 2023

            Aggregated Option for SYN Option Space Extension
                   draft-nishida-tcpm-agg-syn-ext-03

Abstract

   TCP option space is scarce resource as its maximum length is limited
   to 40 bytes.  This limitation becomes more significant in SYN
   segments as all options used in a connection should be exchanged
   during SYN negotiations.  This document proposes a new SYN option
   negotiation scheme that can aggregate multiple TCP options in SYN
   segments into a single option so that more options can be negotiate
   during 3-way handshake.  With its simple design, the approach does
   not require fundamental changes in TCP.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
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   This Internet-Draft will expire on 13 September 2023.

Copyright Notice

   Copyright (c) 2023 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

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   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.  Code Components
   extracted from this document must include Revised BSD License text as
   described in Section 4.e of the Trust Legal Provisions and are
   provided without warranty as described in the Revised BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
   2.  Conventions and Definitions . . . . . . . . . . . . . . . . .   4
   3.  Aggregated Option Design  . . . . . . . . . . . . . . . . . .   5
     3.1.  Option Format . . . . . . . . . . . . . . . . . . . . . .   5
     3.2.  Option Bits Registration  . . . . . . . . . . . . . . . .   7
     3.3.  Utilizing 3rd and 4th Segments for Further
           Negotiations  . . . . . . . . . . . . . . . . . . . . . .   7
   4.  Security Considerations . . . . . . . . . . . . . . . . . . .   7
   5.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   7
     5.1.  Aggregated Option . . . . . . . . . . . . . . . . . . . .   7
     5.2.  Option Bits Registry for Aggregated Option  . . . . . . .   8
   Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . .   8
   Contributors  . . . . . . . . . . . . . . . . . . . . . . . . . .   8
   References  . . . . . . . . . . . . . . . . . . . . . . . . . . .   8
     Normative References  . . . . . . . . . . . . . . . . . . . . .   8
     Informative References  . . . . . . . . . . . . . . . . . . . .   9
   Author's Address  . . . . . . . . . . . . . . . . . . . . . . . .  10

1.  Introduction

   TCP option space is scarce resource as its maximum length is limited
   to 40 bytes because the length of the Data Offset field in the TCP
   header is 4 bits [RFC9293].

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   This limitation is a critical issue especially for SYN segments.
   This is because although a TCP endpoint can send only one SYN segment
   to its peer, SYN segments need to contain all options expected to be
   used for the connection.  As a result, the current SYN option space
   tends to be congested.  Many TCP connections use MSS [RFC9293],
   Timestamp and Window Scale [RFC7323], SACK Permitted options
   [RFC2018] which already consume 19 bytes (10 + 4 + 3 + 2).  In
   addition to these options, if a connection wants to use Multipath TCP
   [RFC8684], it requires additional 4-12 bytes for MP_CAPABLE or 12-16
   bytes for MP_JOIN option.  Similarly, TCP Fast Open [RFC7413] and TCP
   AO [RFC5925] require additional 6-18 bytes and 16 bytes respectively.
   Moreover, Experimental Option Format defined in [RFC6994] requires 16
   bits or 32 bits ExID, which means the length of any experimental
   options will have at least 4 bytes.

   If an endpoint is willing to add some of extra options in addition to
   commonly used options, 40 bytes space may not be sufficient.  If a
   SYN segment cannot accommodate all options that an endpoint wants to
   use, the endpoint needs to give up using some of them.  This problem
   affects the extensibility of TCP.

   There have been various proposals in order to extend option space in
   SYN Segments such as [I-D.eddy-tcp-loo], [I-D.yourtchenko-tcp-loic],
   [I-D.touch-tcpm-tcp-syn-ext-opt], [I-D.briscoe-tcpm-inner-space] and
   [I-D.allman-tcpx2-hack].  These proposals have adopted one or both of
   the following two types of approach.

   *  Extending TCP header in SYN segment: This approach tries to
      accommodate more options in a SYN segment by using payload (e.g
      override Data Offset field in TCP header).

   *  Using Multiple SYN or SYN-like segment: This approach uses
      multiple SYN segments or additional segments that can be treated
      as a SYN segment (e.g sending another SYN with wrong checksum or
      from different source port).

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   However, these kinds of approach induce some complexity as it needs
   to update fundamental TCP design and have potential risks for
   middlebox interventions because of it.  Instead, we propose a simple
   alternate approach that can aggregate multiple TCP options into a
   single options.  As this approach does not require drastic changes to
   TCP SYN negotiation scheme, the risk for middlebox interventions will
   be minimized.  [I-D.boucadair-tcpm-capability-option] also proposes a
   scheme to aggregate multiple options as many of these options are
   basically about negotiating support with the peer before actual use
   of the option.  However, our approach requires less option space as
   it can aggregate and condence some TCP options to create more option
   space for others.  Note that [I-D.boucadair-tcpm-capability-option]
   specifically target controlled domains to nullify the implications of
   the presence of middleboxes.

   The proposed approach in the draft cannot aggregate all kinds of
   options.  However, we believe it still will be useful especially for
   newly defined experimental options that would require anyway
   negotiating support with the peer before actually making use of
   longer forms of the option.  Subsequent uses may utilize the EDO
   [I-D.draft-ietf-tcpm-tcp-edo] extension if needed.

   One example use case for our approach is
   [I-D.gomez-tcpm-ack-rate-request].  In order to use the feature
   proposed in the document, endpoints need to exchange a 4-byte TCP
   option during 3-way handshake so that they can check if the peer is
   capable of the feature.  However, whether an endpoint supports the
   feature or not is just 1-bit information.  Using 4-byte field to
   carry 1-bit information looks redundant.  On the other hand,
   Aggregated Option can accommodate up to 24 TCP options like this
   example into a single TCP option.

   Also, even if more than 1-bit information needs to be carried in a
   TCP option for a certain feature, it is still possible to utilize
   aggregated options in some cases.  In such cases, an endpoint can
   confirm that the peer supports the feature it wants to use by using
   the aggregated option.  After that, it can continue to negotiate
   required parameters through 3rd segment and 4th segment.  This type
   of approach is already used in MPTCP [RFC8684].  Hence, we believe
   this scheme can be applicable to many other TCP extensions.

2.  Conventions and Definitions

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

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   This document uses the following terms:

   *  Original Option format: refers to the option format as defined in
      [RFC9293]

   *  Aggregated Option format: refers to indication of support of a TCP
      option by setting the corresponding bit in the Aggregated TCP
      Option.

3.  Aggregated Option Design

3.1.  Option Format

   The aggregated option can be used to indicate that an endpoint wants
   to enable the specified features during SYN segment exchanges.  This
   option uses one bit in the option field for one TCP option.  The
   receiver of the option also uses this option to indicate that it
   agrees to use the requested features or not.  The format of
   aggregated option format is shown in Figure 1.  The option contains
   1-byte field named called "Aggregated Block".  Aggregated Option can
   accommodate 1-3 Aggregated Blocks.

                          1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
      +--------------+---------------+---------------+- - - - - - - -
      |  Kind = TBD  |  Length = 3-5 |   Block  #1   |   Block #2   |
      +--------------+---------------+---------------+- - - - - - - -
      |   Block #3   |
       - - - - - - - -

                     Figure 1: Aggregated Option format

   Figure 2 shows the format of Aggregated block.  Aggregated block has
   1 byte length which consists of 2 bits "Group ID" (GID) field and 6
   bits "Option Bits" field.  The options supported by Aggregated Option
   are split into 4 groups.  The Group ID field is used to identify the
   group identifier of the option bits in the Aggregated Option and each
   single bit in Option Bits field represent a option in the group.

   If all options that an endpoint wants to aggregate belong to the same
   Group ID, the aggregated option needs to contain only one Aggregated
   Block.  Otherwise, it needs to contain multiple blocks as needed.

                         0  1  2  3  4  5  6  7
                         +----------------------+
                         | GID |  Option Bits   |
                         +----------------------+

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                     Figure 2: Aggregated Block format

   GID field in Aggregated Block indicate the group ID that option bits
   in the block belongs to.  Aggregated Blocks appear in SYN and SYN ACK
   segments, however, different mappings between GID value in the option
   and Group ID are used for these two segments.  This is because some
   implementations may copy back unknown options in SYN/ACK segments.
   These mappings are used not to be confused by such cases.  Figure 3
   shows the mapping between GID value in the option and Group ID.  For
   example, GID value 1 in SYN represents group 2, while GID value 1 in
   ACK segment for SYN ACK represents group 1.

    +------------------+----------------------+----------------------+
    | GID value in SYN | GID value in SYN ACK | Group ID Description |
    +------------------+----------------------+----------------------+
    |        0         |          1           |       group 1        |
    |                  |                      |                      |
    |        1         |          2           |       group 2        |
    |                  |                      |                      |
    |        2         |          3           |       group 3        |
    |                  |                      |                      |
    |        3         |          0           |       group 4        |
    +------------------+----------------------+----------------------+

              Figure 3: Mapping between GID value and Group ID

   The allocation of the bit in Option Bits field in each group will be
   managed by the registry provided by IANA.  Since an aggregated block
   has 6-bits field to indicate options, one group can have 6 options at
   most.  As a result, the maximum number of options that can be used
   with Aggregated Option will be limited to 24.  We believe this is
   sufficient number for the time being based on the current usage of
   option code points.

   The Aggregated Option MUST be only used in SYN segments.  When an
   endpoint receives SYN segments with Aggregated Option, it checks
   Aggregated Blocks in the option.  Otherwise, the segment MUST be
   silently discarded.  If it contains Aggregated Blocks, the options
   specified in the blocks MUST be processed as well as options in
   original formats.  When a responder sends back a SYN ACK to the
   initiator, it SHOULD send back its response with Aggregated Option.
   But, it MAY uses original format of the options for the response as
   long as there is enough option space.

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3.2.  Option Bits Registration

   As described in Section 3, Aggregated Option has 24 Option bits space
   and each bit represents a single option ID.  The allocation of the
   Option Bits in Aggregated Option is maintained by IANA.  If a new
   option can be aggregatable, one can request Option Bit in addition to
   the current procedure, requesting TCP Option Kind Number in
   [TCPParameters] .  If an option already has assigned TCP Option Kind
   Number, one can request Option bit only which will represent the
   assigned option kind.

3.3.  Utilizing 3rd and 4th Segments for Further Negotiations

   Aggregated Option is designed to exchange 1-bit information for each
   TCP extension that indicate the willingness to use the feature.
   Hence, if a TCP extension wants to carry more information in the TCP
   option for the extension, Aggregated Option is basically not
   applicable for it.

   However, it is still possible for these TCP extensions to utilize
   Aggregated Option in some situations.  It is based on the fact that
   not all TCP extensions will be used right after SYN exchanges.  For
   example, SACK options are only used when there are packet losses.  If
   a TCP extension is not used right after SYN exchange, it is possible
   to exchange additional parameters by using utilizing 3rd segments and
   4th segments.  This approach is already used in MPTCP [RFC8684].  As
   we have a solid precedence, we believe it will not be difficult to
   implement similar negotiation schemes for other features.  However,
   discussing negotiation schemes with 3rd and 4th segments is out of
   scope of the document.

4.  Security Considerations

   We believe Aggregated Option maintains the same level of security as
   other TCP options does.

5.  IANA Considerations

   This document requests new TCP option codepoint.  In addition, this
   document requires new registry for the option.  They are described in
   the following subsections.

5.1.  Aggregated Option

   This document requests to add new option: Aggregated Option to the
   TCP option space registry which points to this document as follows:

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          +------+--------+--------------------+----------------+
          | Kind | Length |      Meaning       |   Reference    |
          +------+--------+--------------------+----------------+
          | TBD  |   N    | Aggregated Option  | This Document  |
          +------+--------+--------------------+----------------+

                     Figure 4: Aggregated Option Format

5.2.  Option Bits Registry for Aggregated Option

   This document also requests to create a "Aggregated Option
   Identifiers" registry in IANA registries.  The registry maintains 24
   records which are mapped to the TCP Option Kind Number Records in
   [TCPParameters] The 24 records are divided into 4 groups so that each
   group contains 6 records.

Acknowledgments

   The authors would like to appreciate Mohamed Boucadair for his
   insightful comments on this document.

Contributors

   The contents in this document are the individual contributions from
   the authors and do not relate to the authors' positions at their
   affiliations.

References

Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/rfc/rfc2119>.

   [RFC6994]  Touch, J., "Shared Use of Experimental TCP Options",
              RFC 6994, DOI 10.17487/RFC6994, August 2013,
              <https://www.rfc-editor.org/rfc/rfc6994>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/rfc/rfc8174>.

   [RFC9293]  Eddy, W., Ed., "Transmission Control Protocol (TCP)",
              STD 7, RFC 9293, DOI 10.17487/RFC9293, August 2022,
              <https://www.rfc-editor.org/rfc/rfc9293>.

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Informative References

   [I-D.allman-tcpx2-hack]
              Allman, M., "TCPx2: Don't Fence Me In", Work in Progress,
              Internet-Draft, draft-allman-tcpx2-hack-00, 8 May 2006,
              <https://datatracker.ietf.org/doc/html/draft-allman-tcpx2-
              hack-00>.

   [I-D.boucadair-tcpm-capability-option]
              Boucadair, M. and C. Jacquenet, "TCP Capability Option",
              Work in Progress, Internet-Draft, draft-boucadair-tcpm-
              capability-option-01, 8 December 2016,
              <https://datatracker.ietf.org/doc/html/draft-boucadair-
              tcpm-capability-option-01>.

   [I-D.briscoe-tcpm-inner-space]
              Briscoe, B., "Inner Space for TCP Options", Work in
              Progress, Internet-Draft, draft-briscoe-tcpm-inner-space-
              01, 27 October 2014,
              <https://datatracker.ietf.org/doc/html/draft-briscoe-tcpm-
              inner-space-01>.

   [I-D.draft-ietf-tcpm-tcp-edo]
              Touch, J. D. and W. Eddy, "TCP Extended Data Offset
              Option", Work in Progress, Internet-Draft, draft-ietf-
              tcpm-tcp-edo-13, 22 October 2022,
              <https://datatracker.ietf.org/doc/html/draft-ietf-tcpm-
              tcp-edo-13>.

   [I-D.eddy-tcp-loo]
              Eddy, W. and A. Langley, "Extending the Space Available
              for TCP Options", Work in Progress, Internet-Draft, draft-
              eddy-tcp-loo-04, 1 July 2008,
              <https://datatracker.ietf.org/doc/html/draft-eddy-tcp-loo-
              04>.

   [I-D.gomez-tcpm-ack-rate-request]
              Gomez, C. and J. Crowcroft, "TCP ACK Rate Request Option",
              Work in Progress, Internet-Draft, draft-gomez-tcpm-ack-
              rate-request-06, 12 October 2022,
              <https://datatracker.ietf.org/doc/html/draft-gomez-tcpm-
              ack-rate-request-06>.

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   [I-D.touch-tcpm-tcp-syn-ext-opt]
              Touch, J. D. and T. Faber, "TCP SYN Extended Option Space
              Using an Out-of-Band Segment", Work in Progress, Internet-
              Draft, draft-touch-tcpm-tcp-syn-ext-opt-12, 22 October
              2022, <https://datatracker.ietf.org/doc/html/draft-touch-
              tcpm-tcp-syn-ext-opt-12>.

   [I-D.yourtchenko-tcp-loic]
              Yourtchenko, A., "Introducing TCP Long Options by Invalid
              Checksum", Work in Progress, Internet-Draft, draft-
              yourtchenko-tcp-loic-00, 11 April 2011,
              <https://datatracker.ietf.org/doc/html/draft-yourtchenko-
              tcp-loic-00>.

   [RFC2018]  Mathis, M., Mahdavi, J., Floyd, S., and A. Romanow, "TCP
              Selective Acknowledgment Options", RFC 2018,
              DOI 10.17487/RFC2018, October 1996,
              <https://www.rfc-editor.org/rfc/rfc2018>.

   [RFC5925]  Touch, J., Mankin, A., and R. Bonica, "The TCP
              Authentication Option", RFC 5925, DOI 10.17487/RFC5925,
              June 2010, <https://www.rfc-editor.org/rfc/rfc5925>.

   [RFC7323]  Borman, D., Braden, B., Jacobson, V., and R.
              Scheffenegger, Ed., "TCP Extensions for High Performance",
              RFC 7323, DOI 10.17487/RFC7323, September 2014,
              <https://www.rfc-editor.org/rfc/rfc7323>.

   [RFC7413]  Cheng, Y., Chu, J., Radhakrishnan, S., and A. Jain, "TCP
              Fast Open", RFC 7413, DOI 10.17487/RFC7413, December 2014,
              <https://www.rfc-editor.org/rfc/rfc7413>.

   [RFC8684]  Ford, A., Raiciu, C., Handley, M., Bonaventure, O., and C.
              Paasch, "TCP Extensions for Multipath Operation with
              Multiple Addresses", RFC 8684, DOI 10.17487/RFC8684, March
              2020, <https://www.rfc-editor.org/rfc/rfc8684>.

   [TCPParameters]
              "Transmission Control Protocol (TCP) Parameters", n.d.,
              <https://www.iana.org/assignments/tcp-parameters/tcp-
              parameters.xhtml#tcp-parameters-1>.

Author's Address

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   Yoshifumi Nishida
   Amazon Web Services
   440 Terry Ave N
   Seattle, WA 98109
   United States of America
   Email: nsd.ietf@gmail.com

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