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Encapsulating IP in UDP
draft-xu-intarea-ip-in-udp-13

Document Type Active Internet-Draft (individual)
Authors Xiaohu Xu , Hamid Assarpour , Shaowen Ma , Daniel Bernier , Darren Dukes , Shraddha Hegde , Yiu Lee , Fan Yongbing
Last updated 2024-04-25
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draft-xu-intarea-ip-in-udp-13
INTAREA Working Group                                              X. Xu
Internet-Draft                                              China Mobile
Intended status: Standards Track                            H. Assarpour
Expires: 27 October 2024                                        Broadcom
                                                                   S. Ma
                                                                  Google
                                                              D. Bernier
                                                             Canada Bell
                                                                D. Dukes
                                                                   Cisco
                                                                S. Hegde
                                                                 Juniper
                                                                  Y. Lee
                                                                 Comcast
                                                                  Y. Fan
                                                           China Telecom
                                                           25 April 2024

                        Encapsulating IP in UDP
                     draft-xu-intarea-ip-in-udp-13

Abstract

   Existing IP-in-IP encapsulation technologies are not adequate for
   efficient load balancing of IP-in-IP traffic across IP networks.
   This document specifies additional IP-in-IP encapsulation technology,
   referred to as IP-in-UDP (User Datagram Protocol), which can
   facilitate the load balancing of IP-in-IP traffic across IP networks.

Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at https://datatracker.ietf.org/drafts/current/.

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   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on 27 October 2024.

Copyright Notice

   Copyright (c) 2024 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents (https://trustee.ietf.org/
   license-info) in effect on the date of publication of this document.
   Please review these documents carefully, as they describe your rights
   and restrictions with respect to this document.  Code Components
   extracted from this document must include Revised BSD License text as
   described in Section 4.e of the Trust Legal Provisions and are
   provided without warranty as described in the Revised BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
   2.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .   4
   3.  Encapsulation in UDP  . . . . . . . . . . . . . . . . . . . .   4
   4.  Processing Procedures . . . . . . . . . . . . . . . . . . . .   5
   5.  Congestion Considerations . . . . . . . . . . . . . . . . . .   6
   6.  Applicability Statements  . . . . . . . . . . . . . . . . . .   6
   7.  Acknowledgements  . . . . . . . . . . . . . . . . . . . . . .   7
   8.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .   7
   9.  Security Considerations . . . . . . . . . . . . . . . . . . .   7
   10. References  . . . . . . . . . . . . . . . . . . . . . . . . .   8
     10.1.  Normative References . . . . . . . . . . . . . . . . . .   8
     10.2.  Informative References . . . . . . . . . . . . . . . . .   9
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  10

1.  Introduction

   To fully utilize the bandwidth available in IP networks and/or
   facilitate recovery from a link or node failure, load balancing of
   traffic over Equal Cost Multi-Path (ECMP) and/or Link Aggregation
   Group (LAG) across IP networks including Wide Area Networks (WAN) and
   Data Center Networks (DCN) is widely used.  There are increasing
   applications of the IP-in-IP encapsulation on the WAN and DCN
   environments, such as Global Accelerator (GA) on public cloud
   providers' WANs and Layer 4 Load Balancing (L4LB) in the Direct
   Server Return (DSR) mode on DCNs.  [RFC5640] describes a method for

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   improving the load balancing efficiency of IP-in-IP traffic over
   Layer Two Tunneling Protocol - Version 3 (L2TPv3) [RFC3931] and
   Generic Routing Encapsulation (GRE) [RFC2784] encapsulations.
   However, this method requires core routers or switches to perform
   hash calculation on the "load-balancing" field contained in tunnel
   encapsulation headers (i.e., the Session ID field in L2TPv3 headers
   or the Key field in GRE headers), which is not widely supported by
   existing core routers and data center switches.

   Most existing routers and data center switches are already capable of
   distributing IP traffic "microflows" [RFC2474] over ECMP paths and/or
   LAG based on the hash of the five-tuple of User Datagram Protocol
   (UDP) [RFC0768] and Transmission Control Protocol (TCP) packets
   (i.e., source IP address, destination IP address, source port,
   destination port, and protocol).  By encapsulating the IP traffic
   into an UDP tunnel and using the source port of the UDP header as an
   entropy field, the existing load-balancing capability as mentioned
   above can be leveraged to provide fine-grained load-balancing of IP-
   in-IP traffic over IP networks.  This is similar to why LISP
   [RFC6830] , MPLS-in-UDP [RFC7510] and VXLAN [RFC7348] use UDP
   encapsulation.  Therefore, this specification defines an IP-in-UDP
   encapsulation method which is an alternative encapsulation used in
   [RFC5565] in addition to L2TPv3 and GRE.

   IPv6 flow label has been proposed as an entropy field for load
   balancing in IPv6 network environment [RFC6438].  However, as stated
   in [RFC6936], the end-to-end use of flow labels for load balancing is
   a long-term solution and therefore the use of load balancing using
   the transport header fields would continue until any widespread
   deployment is finally achieved.  As such, IP-in-UDP encapsulation
   would still have a practical application value in the IPv6 networks
   during this transition timeframe.  Of course, it RECOMMENDED that the
   IPv6 flow label is filled with an entropy value as well.  In this
   way, core routers or switches could perform load-balancing of IP-in-
   IP traffic using either the approach as described in [RFC6438] or the
   UDP five tuple accordingly.

   Variant 1 of GUE [I-D.ietf-intarea-gue] allows direct encapsulation
   of IPv4 and IPv6 in UDP.  However, It is not worthwhile to save just
   two UDP port numbers at the cost of significantly increasing packet
   processing complexity.

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   Similarly, the IP-in-UDP encapsulation format defined in this
   document by itself cannot ensure the integrity and privacy of data
   packets being transported through the IP-in-UDP tunnels and cannot
   enable the tunnel decapsulators to authenticate the tunnel
   encapsulator.  Therefore, in the case where any of the above security
   issues is concerned, the IP-in-UDP SHOULD be secured with DTLS
   [RFC6347].  For more details, please see Section 9 of Security
   Considerations.

2.  Terminology

3.  Encapsulation in UDP

   IP-in-UDP encapsulation format is shown as follows:

        0                   1                   2                   3
        0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |    Source Port = Entropy      |        Dest Port = TBD1       |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |           UDP Length          |        UDP Checksum           |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       |                                                               |
       ~                           IP Packet                           ~
       |                                                               |
       +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                   Figure 1: IP-in-UDP Encapsulation Format

      Source Port of UDP:

         This field contains a 16-bit entropy value that is generated by
         the encapsulator to uniquely identify a flow.  What constitutes
         a flow is locally determined by the encapsulator and therefore
         is outside the scope of this document.  What algorithm is
         actually used by the encapsulator to generate an entropy value
         is outside the scope of this document.

         To ensure that the source port number is always in the range
         49152 to 65535 (Note that those ports less than 49152 are
         reserved by IANA to identify specific applications/protocols)
         which may be required in some cases, instead of calculating a
         16-bit entropy, the encapsulator SHOULD calculate a 14-bit
         entropy and use those 14 bits as the least significant bits of
         the source port field while the most significant two bits
         SHOULD be set to binary 11.  That still conveys 14 bits of
         entropy information which would be enough as well in practice.

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      Destination Port of UDP:

      This field is set to a value (TBD1) allocated by IANA to
         indicate that the UDP tunnel payload is an IP packet.  As for
         whether the encapsulated IP packet is IPv4 or IPv6, it would be
         determined according to the Version field in the IP header of
         the encapsulated IP packet.

      UDP Length:

      The usage of this field is in accordance with the current UDP
         specification [RFC0768].

      UDP Checksum:

      For IPv4 UDP encapsulation, this field is RECOMMENDED to be set
         to zero for performance or implementation reasons because the
         IPv4 header includes a checksum and use of the UDP checksum is
         optional with IPv4.  For IPv6 UDP encapsulation, the IPv6
         header does not include a checksum, so this field MUST contain
         a UDP checksum that MUST be used as specified in [RFC0768] and
         [RFC2460] unless one of the exceptions that allows use of UDP
         zero-checksum mode (as specified in [RFC6935]) applies.

      IP Packet:

      This field contains one IP packet.

4.  Processing Procedures

   This IP-in-UDP encapsulation causes the original packets to be
   forwarded across a transit IP network via "UDP tunnels".  While
   performing IP-in-UDP encapsulation, tunnel encapsulators would
   generate an entropy value and encode it in the Source Port field of
   the UDP header.  The Destination Port field is set to a value (TBD1)
   allocated by IANA to indicate that the UDP tunnel payload is an IP
   packet.  Transit routers or switches, upon receiving these UDP
   encapsulated packets, could balance these packets based on the hash
   of the five-tuple of UDP packets.  Tunnel decapsulators receiving
   these UDP encapsulated packets MUST decapsulate these packets by
   removing the UDP header and then forward them accordingly (assuming
   that the Destination Port was set to the reserved value pertaining to
   IP).

   Similar to all other IP-in-IP tunneling technologies, IP-in-UDP
   encapsulation introduces overheads and reduces the effective Maximum
   Transmission Unit (MTU) size.  IP-in-UDP encapsulation may also

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   impact Time-to-Live (TTL) or Hop Count (HC) and Differentiated
   Services (DSCP).  Hence, IP-in-UDP MUST follow the corresponding
   procedures defined in [RFC2003].

   Tunnel encapsulators MUST NOT fragment UDP encapsulated IP packets,
   and when the outer IP header is IPv4, tunnel encapsulators MUST set
   the DF bit in the outer IPv4 header.  It is strongly RECOMMENDED that
   the transit IP network be configured to carry an MTU at least large
   enough to accommodate the added encapsulation headers.  Meanwhile, it
   is strongly RECOMMENDED that Path MTU Discovery [RFC1191] [RFC1981]
   or Packetization Layer Path MTU Discovery (PLPMTUD) [RFC4821] is used
   to prevent or minimize fragmentation.  Once an tunnel encapsulator
   needs to perform fragmentation on an original IP packet before
   encapsulating, it MUST use the same source UDP port for all
   fragmented packets so as to ensures these fragmented packets are
   always forwarded on the same path.  Note that fragmentation on the
   original packets is possible only when the packets are IPv4 packets
   and the DF bit is not set.

5.  Congestion Considerations

   Section 3.1.3 of [RFC5405] discussed the congestion implications of
   UDP tunnels.  As discussed in [RFC5405], because other flows can
   share the path with one or more UDP tunnels, congestion control
   [RFC2914] needs to be considered.  As specified in [RFC5405]:

   "IP-based traffic is generally assumed to be congestion- controlled,
   i.e., it is assumed that the transport protocols generating IP-based
   traffic at the sender already employ mechanisms that are sufficient
   to address congestion on the path.  Consequently, a tunnel carrying
   IP-based traffic should already interact appropriately with other
   traffic sharing the path, and specific congestion control mechanisms
   for the tunnel are not necessary".

   Since IP-in-UDP is only used to carry IP traffic which is generally
   assumed to be congestion controlled by the transport layer, it
   generally does not need additional congestion control mechanisms.
   Furthermore, as it is explicitly stated in the Application Statements
   (Section 6), this IP-in-UDP encapsulation method MUST only be used
   within networks that are well-managed, therefore, congestion control
   mechanism is not needed.

6.  Applicability Statements

   This IP-in-UDP encapsulation technology MUST only be used within
   networks which are well-managed by a service provider and MUST NOT be
   used within the Internet.  In the well-managed network, traffic is
   well-managed to avoid congestion and fragmentation are not needed.

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7.  Acknowledgements

   Thanks to Vivek Kumar, Carlos Pignataro and Mark Townsley for their
   valuable comments on the initial idea of this document.  Thanks to
   Andrew G.  Malis, Joe Touch and Brian E Carpenter for their valuable
   comments on this document.

8.  IANA Considerations

   One UDP destination port number indicating IP needs to be allocated
   by IANA:

      Service Name: IP-in-UDP Transport Protocol(s):UDP
      Assignee: IESG <iesg@ietf.org>
      Contact: IETF Chair <chair@ietf.org>.
      Description: Encapsulate IP packets in UDP tunnels.
      Reference: This document.
      Port Number: TBD1 -- To be assigned by IANA.

   One UDP destination port number indicating IP with DTLS needs to be
   allocated by IANA:

      Service Name: IP-in-UDP-with-DTLS
      Transport Protocol(s): UDP
      Assignee: IESG <iesg@ietf.org>
      Contact: IETF Chair <chair@ietf.org>.
      Description: Encapsulate IP packets in UDP tunnels with DTLS.
      Reference: This document.
      Port Number: TBD2 -- To be assigned by IANA.

9.  Security Considerations

   The security problems faced with the IP-in-UDP tunnel are exactly the
   same as those faced with IP-in-IP [RFC2003] and IP-in-GRE tunnels
   [RFC2784].  In other words, the IP-in-UDP tunnel as defined in this
   document by itself cannot ensure the integrity and privacy of data
   packets being transported through the IP-in-UDP tunnel and cannot
   enable the tunnel decapsulator to authenticate the tunnel
   encapsulator.  In the case where any of the above security issues is
   concerned, the IP-in-UDP tunnel SHOULD be secured with IPsec or DTLS.
   IPsec was designed as a network security mechanism and therefore it
   resides at the network layer.  As such, if the tunnel is secured with
   IPsec, the UDP header would not be visible to intermediate routers or
   switches anymore in either IPsec tunnel or transport mode.  As a
   result, the meaning of adopting the IP-in-UDP tunnel as an
   alternative to the IP- in-GRE or IP-in-IP tunnel is lost.  By
   comparison, DTLS is better suited for application security and can

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   better preserve network and transport layer protocol information.
   Specifically, if DTLS is used, the destination port of the UDP header
   will be filled with a value (TBD2) indicating IP with DTLS and the
   source port can still be used as an entropy field for load-sharing
   purposes.

   If the tunnel is not secured with IPsec or DTLS, some other method
   should be used to ensure that packets are decapsulated and forwarded
   by the tunnel tail only if those packets were encapsulated by the
   tunnel head.  If the tunnel lies entirely within a single
   administrative domain, address filtering at the boundaries can be
   used to ensure that no packet with the IP source address of a tunnel
   endpoint or with the IP destination address of a tunnel endpoint can
   enter the domain from outside.  However, when the tunnel head and the
   tunnel tail are not in the same administrative domain, this may
   become difficult, and filtering based on the destination address can
   even become impossible if the packets must traverse the public
   Internet.  Sometimes only source address filtering (but not
   destination address filtering) is done at the boundaries of an
   administrative domain.  If this is the case, the filtering does not
   provide effective protection at all unless the decapsulator of an IP-
   in-UDP validates the IP source address of the packet.

10.  References

10.1.  Normative References

   [RFC0768]  Postel, J., "User Datagram Protocol", STD 6, RFC 768,
              DOI 10.17487/RFC0768, August 1980,
              <https://www.rfc-editor.org/info/rfc768>.

   [RFC1191]  Mogul, J. and S. Deering, "Path MTU discovery", RFC 1191,
              DOI 10.17487/RFC1191, November 1990,
              <https://www.rfc-editor.org/info/rfc1191>.

   [RFC1981]  McCann, J., Deering, S., and J. Mogul, "Path MTU Discovery
              for IP version 6", RFC 1981, DOI 10.17487/RFC1981, August
              1996, <https://www.rfc-editor.org/info/rfc1981>.

   [RFC2003]  Perkins, C., "IP Encapsulation within IP", RFC 2003,
              DOI 10.17487/RFC2003, October 1996,
              <https://www.rfc-editor.org/info/rfc2003>.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

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   [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6) Specification", RFC 2460, DOI 10.17487/RFC2460,
              December 1998, <https://www.rfc-editor.org/info/rfc2460>.

   [RFC2784]  Farinacci, D., Li, T., Hanks, S., Meyer, D., and P.
              Traina, "Generic Routing Encapsulation (GRE)", RFC 2784,
              DOI 10.17487/RFC2784, March 2000,
              <https://www.rfc-editor.org/info/rfc2784>.

   [RFC4301]  Kent, S. and K. Seo, "Security Architecture for the
              Internet Protocol", RFC 4301, DOI 10.17487/RFC4301,
              December 2005, <https://www.rfc-editor.org/info/rfc4301>.

   [RFC4821]  Mathis, M. and J. Heffner, "Packetization Layer Path MTU
              Discovery", RFC 4821, DOI 10.17487/RFC4821, March 2007,
              <https://www.rfc-editor.org/info/rfc4821>.

   [RFC5405]  Eggert, L. and G. Fairhurst, "Unicast UDP Usage Guidelines
              for Application Designers", RFC 5405,
              DOI 10.17487/RFC5405, November 2008,
              <https://www.rfc-editor.org/info/rfc5405>.

   [RFC6347]  Rescorla, E. and N. Modadugu, "Datagram Transport Layer
              Security Version 1.2", RFC 6347, DOI 10.17487/RFC6347,
              January 2012, <https://www.rfc-editor.org/info/rfc6347>.

   [RFC6935]  Eubanks, M., Chimento, P., and M. Westerlund, "IPv6 and
              UDP Checksums for Tunneled Packets", RFC 6935,
              DOI 10.17487/RFC6935, April 2013,
              <https://www.rfc-editor.org/info/rfc6935>.

   [RFC6936]  Fairhurst, G. and M. Westerlund, "Applicability Statement
              for the Use of IPv6 UDP Datagrams with Zero Checksums",
              RFC 6936, DOI 10.17487/RFC6936, April 2013,
              <https://www.rfc-editor.org/info/rfc6936>.

10.2.  Informative References

   [I-D.ietf-intarea-gue]
              Herbert, T., Yong, L., and O. Zia, "Generic UDP
              Encapsulation", Work in Progress, Internet-Draft, draft-
              ietf-intarea-gue-09, 26 October 2019,
              <https://datatracker.ietf.org/doc/html/draft-ietf-intarea-
              gue-09>.

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   [RFC2474]  Nichols, K., Blake, S., Baker, F., and D. Black,
              "Definition of the Differentiated Services Field (DS
              Field) in the IPv4 and IPv6 Headers", RFC 2474,
              DOI 10.17487/RFC2474, December 1998,
              <https://www.rfc-editor.org/info/rfc2474>.

   [RFC2914]  Floyd, S., "Congestion Control Principles", BCP 41,
              RFC 2914, DOI 10.17487/RFC2914, September 2000,
              <https://www.rfc-editor.org/info/rfc2914>.

   [RFC3931]  Lau, J., Ed., Townsley, M., Ed., and I. Goyret, Ed.,
              "Layer Two Tunneling Protocol - Version 3 (L2TPv3)",
              RFC 3931, DOI 10.17487/RFC3931, March 2005,
              <https://www.rfc-editor.org/info/rfc3931>.

   [RFC5640]  Filsfils, C., Mohapatra, P., and C. Pignataro, "Load-
              Balancing for Mesh Softwires", RFC 5640,
              DOI 10.17487/RFC5640, August 2009,
              <https://www.rfc-editor.org/info/rfc5640>.

   [RFC6438]  Carpenter, B. and S. Amante, "Using the IPv6 Flow Label
              for Equal Cost Multipath Routing and Link Aggregation in
              Tunnels", RFC 6438, DOI 10.17487/RFC6438, November 2011,
              <https://www.rfc-editor.org/info/rfc6438>.

   [RFC6830]  Farinacci, D., Fuller, V., Meyer, D., and D. Lewis, "The
              Locator/ID Separation Protocol (LISP)", RFC 6830,
              DOI 10.17487/RFC6830, January 2013,
              <https://www.rfc-editor.org/info/rfc6830>.

   [RFC7348]  Mahalingam, M., Dutt, D., Duda, K., Agarwal, P., Kreeger,
              L., Sridhar, T., Bursell, M., and C. Wright, "Virtual
              eXtensible Local Area Network (VXLAN): A Framework for
              Overlaying Virtualized Layer 2 Networks over Layer 3
              Networks", RFC 7348, DOI 10.17487/RFC7348, August 2014,
              <https://www.rfc-editor.org/info/rfc7348>.

   [RFC7510]  Xu, X., Sheth, N., Yong, L., Callon, R., and D. Black,
              "Encapsulating MPLS in UDP", RFC 7510,
              DOI 10.17487/RFC7510, April 2015,
              <https://www.rfc-editor.org/info/rfc7510>.

Authors' Addresses

   Xiaohu Xu
   China Mobile
   Email: xuxiaohu_ietf@hotmail.com

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   Hamid Assarpour
   Broadcom
   Email: hamid.assarpour@broadcom.com

   Shaowen Ma
   Google
   Email: mashaowen@gmail.com

   Daniel Bernier
   Canada Bell
   Email: daniel.bernier@bell.ca

   Darren Dukes
   Cisco
   Email: ddukes@cisco.com

   Shraddha Hegde
   Juniper
   Email: shraddha@juniper.net

   Yiu Lee
   Comcast
   Email: Yiu_Lee@Cable.Comcast.com

   Yongbing Fan
   China Telecom
   Email: fanyb@gsta.com

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