Network Working Group S. Shepler Request for Comments: 3530 B. Callaghan Obsoletes: 3010 D. Robinson Category: Standards Track R. Thurlow Sun Microsystems, Inc. C. Beame Hummingbird Ltd. M. Eisler D. Noveck Network Appliance, Inc. April 2003 Network File System (NFS) version 4 Protocol Status of this Memo This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited. Copyright Notice Copyright (C) The Internet Society (2003). All Rights Reserved. Abstract The Network File System (NFS) version 4 is a distributed filesystem protocol which owes heritage to NFS protocol version 2, RFC 1094, and version 3, RFC 1813. Unlike earlier versions, the NFS version 4 protocol supports traditional file access while integrating support for file locking and the mount protocol. In addition, support for strong security (and its negotiation), compound operations, client caching, and internationalization have been added. Of course, attention has been applied to making NFS version 4 operate well in an Internet environment. This document replaces RFC 3010 as the definition of the NFS version 4 protocol. Key Words The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119]. Shepler, et al. Standards Track [Page 1] RFC 3530 NFS version 4 Protocol April 2003 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . 8 1.1. Changes since RFC 3010 . . . . . . . . . . . . . . . 8 1.2. NFS version 4 Goals. . . . . . . . . . . . . . . . . 9 1.3. Inconsistencies of this Document with Section 18 . . 9 1.4. Overview of NFS version 4 Features . . . . . . . . . 10 1.4.1. RPC and Security . . . . . . . . . . . . . . 10 1.4.2. Procedure and Operation Structure. . . . . . 10 1.4.3. Filesystem Mode. . . . . . . . . . . . . . . 11 1.4.3.1. Filehandle Types . . . . . . . . . 11 1.4.3.2. Attribute Types. . . . . . . . . . 12 1.4.3.3. Filesystem Replication and Migration. . . . . . . . . . . . . 13 1.4.4. OPEN and CLOSE . . . . . . . . . . . . . . . 13 1.4.5. File locking . . . . . . . . . . . . . . . . 13 1.4.6. Client Caching and Delegation. . . . . . . . 13 1.5. General Definitions. . . . . . . . . . . . . . . . . 14 2. Protocol Data Types. . . . . . . . . . . . . . . . . . . . 16 2.1. Basic Data Types . . . . . . . . . . . . . . . . . . 16 2.2. Structured Data Types. . . . . . . . . . . . . . . . 18 3. RPC and Security Flavor. . . . . . . . . . . . . . . . . . 23 3.1. Ports and Transports . . . . . . . . . . . . . . . . 23 3.1.1. Client Retransmission Behavior . . . . . . . 24 3.2. Security Flavors . . . . . . . . . . . . . . . . . . 25 3.2.1. Security mechanisms for NFS version 4. . . . 25 3.2.1.1. Kerberos V5 as a security triple . 25 3.2.1.2. LIPKEY as a security triple. . . . 26 3.2.1.3. SPKM-3 as a security triple. . . . 27 3.3. Security Negotiation . . . . . . . . . . . . . . . . 27 3.3.1. SECINFO. . . . . . . . . . . . . . . . . . . 28 3.3.2. Security Error . . . . . . . . . . . . . . . 28 3.4. Callback RPC Authentication. . . . . . . . . . . . . 28 4. Filehandles . . . . . . . . . . . . . . . . . . . . . . . . 30 4.1. Obtaining the First Filehandle . . . . . . . . . . . 30
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