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Using Attestation in Transport Layer Security (TLS) and Datagram Transport Layer Security (DTLS)
draft-fossati-tls-attestation-03

Document Type Active Internet-Draft (individual)
Authors Hannes Tschofenig , Yaron Sheffer , Paul Howard , Ionuț Mihalcea , Yogesh Deshpande
Last updated 2023-03-13
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draft-fossati-tls-attestation-03
TLS                                                        H. Tschofenig
Internet-Draft                                                          
Intended status: Standards Track                              Y. Sheffer
Expires: 14 September 2023                                        Intuit
                                                               P. Howard
                                                             I. Mihalcea
                                                            Y. Deshpande
                                                             Arm Limited
                                                           13 March 2023

    Using Attestation in Transport Layer Security (TLS) and Datagram
                    Transport Layer Security (DTLS)
                    draft-fossati-tls-attestation-03

Abstract

   Attestation is the process by which an entity produces evidence about
   itself that another party can use to evaluate the trustworthiness of
   that entity.

   In use cases that require the use of remote attestation, such as
   confidential computing or device onboarding, an attester has to
   convey evidence or attestation results to a relying party.  This
   information exchange may happen at different layers in the protocol
   stack.

   This specification provides a generic way of passing evidence and
   attestation results in the TLS handshake.  Functionality-wise this is
   accomplished with the help of key attestation.

About This Document

   This note is to be removed before publishing as an RFC.

   Status information for this document may be found at
   https://datatracker.ietf.org/doc/draft-fossati-tls-attestation/.

   Source for this draft and an issue tracker can be found at
   https://github.com/yaronf/draft-tls-attestation.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

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   Please review these documents carefully, as they describe your rights
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Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
   2.  Conventions and Terminology . . . . . . . . . . . . . . . . .   4
   3.  Overview  . . . . . . . . . . . . . . . . . . . . . . . . . .   4
   4.  Use of Evidence with the Background Check Model . . . . . . .   5
     4.1.  TLS Client as Attester  . . . . . . . . . . . . . . . . .   5
     4.2.  TLS Server as Attester  . . . . . . . . . . . . . . . . .   6
   5.  Evidence Extensions (Background Check Model)  . . . . . . . .   7
     5.1.  Attestation-only  . . . . . . . . . . . . . . . . . . . .   8
     5.2.  Attestation alongside X.509 certificates  . . . . . . . .   9
   6.  TLS Client and Server Handshake Behavior  . . . . . . . . . .  11
     6.1.  Client Hello  . . . . . . . . . . . . . . . . . . . . . .  12
     6.2.  Server Hello  . . . . . . . . . . . . . . . . . . . . . .  13
   7.  Background-Check Model Examples . . . . . . . . . . . . . . .  14
     7.1.  Cloud Confidential Computing  . . . . . . . . . . . . . .  14
     7.2.  IoT Device Onboarding . . . . . . . . . . . . . . . . . .  17
   8.  Security Considerations . . . . . . . . . . . . . . . . . . .  19
   9.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  19
     9.1.  TLS Extensions  . . . . . . . . . . . . . . . . . . . . .  19
     9.2.  TLS Alerts  . . . . . . . . . . . . . . . . . . . . . . .  19
     9.3.  TLS Certificate Types . . . . . . . . . . . . . . . . . .  20

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   10. References  . . . . . . . . . . . . . . . . . . . . . . . . .  20
     10.1.  Normative References . . . . . . . . . . . . . . . . . .  20
     10.2.  Informative References . . . . . . . . . . . . . . . . .  21
   Appendix A.  Design Rationale: X.509 and Attestation Usage
           Variants  . . . . . . . . . . . . . . . . . . . . . . . .  22
   Appendix B.  Cross-protocol binding mechanism . . . . . . . . . .  24
     B.1.  Binding mechanism . . . . . . . . . . . . . . . . . . . .  24
     B.2.  Usage . . . . . . . . . . . . . . . . . . . . . . . . . .  25
   Appendix C.  History  . . . . . . . . . . . . . . . . . . . . . .  25
     C.1.  draft-fossati-tls-attestation-02  . . . . . . . . . . . .  25
     C.2.  draft-fossati-tls-attestation-01  . . . . . . . . . . . .  26
     C.3.  draft-fossati-tls-attestation-00  . . . . . . . . . . . .  26
   Appendix D.  Working Group Information  . . . . . . . . . . . . .  26
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  26

1.  Introduction

   The Remote ATtestation ProcedureS (RATS) architecture defines two
   basic types of topological patterns to communicate between an
   attester, a relying party, and a verifier, namely the background-
   check model and the passport model.  These two models are
   fundamentally different and require a different treatment when
   incorporated into the TLS handshake.  For better readability we
   suggest to use different extensions for these two models.

   The two models can be summarized as follows:

   *  In the background check model, the attester conveys evidence to
      the relying party, which then forwards the evidence to the
      verifier for appraisal; the verifier computes the attestation
      result and sends it back to the relying party.

   *  In the passport model, the attester transmits evidence to the
      verifier directly and receives attestation results, which are then
      relayed to the relying party.

   This specification supports both patterns.

   Several formats for encoding evidence are available, such as: - the
   Entity Attestation Token (EAT) [I-D.ietf-rats-eat], - the Trusted
   Platform Modules (TPMs) [TPM1.2] [TPM2.0], - the Android Key
   Attestation, and - Apple Key Attestation.

   Likewise, there are different encodings available for attestation
   results.  One such encoding, AR4SI [I-D.ietf-rats-ar4si] is being
   standardized by the RATS working group.

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   This version of the specification defines how to support the
   background check model in the TLS handshake, such that the details
   about the attestation technology are agnostic to the TLS handshake
   itself.  Later versions of the specification will support the
   passport model as well.

   To give the peer information that the handshake signing key is
   properly secured, the associated evidence has to be verified by that
   peer.  Hence, attestation evidence about the security state of the
   signing key is needed, which is typically associated with evidence
   about the overall platform state.  The platform attestation service
   ensures that the key attestation service has not been tampered with.
   The platform attestation service issues the Platform Attestation
   Token (PAT) and the key attestation service issues the Key
   Attestation Token (KAT).  The security of the protocol critically
   depends on the verifiable binding between these two logically
   separate units of evidence.

   This document does not define how different attestation technologies
   are encoded.  This is accomplished by companion specifications.

2.  Conventions and Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in RFC
   2119 [RFC2119].

3.  Overview

   The Remote Attestation Procedures (RATS) architecture
   [I-D.ietf-rats-architecture] defines two types of interaction models
   for attestation, namely the passport model and the background check
   model.  The subsections below explain the difference in their
   interactions.

   As typical with new features in TLS, the client indicates support for
   the new extension in the ClientHello message.  The newly introduced
   extensions allow evidence and nonces to be exchanged.  The nonces are
   used for guaranteeing freshness of the exchanged evidence.

   When the evidence extension is successfully negotiated, the content
   of the Certificate message contains a payload that is encoded based
   on the wrapper defined in [I-D.ftbs-rats-msg-wrap].

   In TLS a client has to demonstrate possession of the private key via
   the CertificateVerify message, when client-based authentication is
   requested.  The attestation payload must contain a key attestation

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   token, which associates a private key with the attestation
   information.  An example of a key attestation token format utilizing
   the EAT format can be found in [I-D.bft-rats-kat].

   The recipient extracts evidence from the Certificate message and
   relays it to the verifier to obtain attestation results.
   Subsequently, the attested key is used to verify the
   CertificateVerify message.

4.  Use of Evidence with the Background Check Model

   The background check model is described in Section 5.2 of
   [I-D.ietf-rats-architecture] and allows the following modes of
   operation when used with TLS, namely:

   *  TLS client is the attester,

   *  TLS server is the attester, and

   *  TLS client and server mutually attest towards each other.

   We will show the message exchanges of the three cases in sub-sections
   below.

4.1.  TLS Client as Attester

   In this use case the TLS client, as the attester, is challenged by
   the TLS server to provide evidence.  The TLS client is the attester
   and the the TLS server acts as a relying party.  The TLS server needs
   to provide a nonce in the EncryptedExtensions message to the TLS
   client so that the attestation service can feed the nonce into the
   generation of the evidence.  The TLS server, when receiving the
   evidence, will have to contact the verifier (which is not shown in
   the diagram).

   An example of this flow can be found in device onboarding where the
   client initiates the communication with cloud infrastructure to get
   credentials, firmware and other configuration data provisioned to the
   device.  For the server to consider the device genuine it needs to
   present evidence.

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       Client                                           Server

Key  ^ ClientHello
Exch | + evidence_proposal
     | + key_share*
     | + signature_algorithms*
     v                         -------->
                                                  ServerHello  ^ Key
                                                 + key_share*  | Exch
                                                               v
                                        {EncryptedExtensions}  ^  Server
                                          + evidence_proposal  |  Params
                                                      (nonce)  |
                                         {CertificateRequest}  v  
                                                {Certificate}  ^
                                          {CertificateVerify}  | Auth
                                                   {Finished}  v
                               <--------  [Application Data*]
     ^ {Certificate}
Auth | {CertificateVerify}
     v {Finished}              -------->
       [Application Data]      <------->  [Application Data]

        Figure 1: TLS Client Providing Evidence to TLS Server.

4.2.  TLS Server as Attester

   In this use case the TLS client challenges the TLS server to present
   evidence.  The TLS server acts as an attester while the TLS client is
   the relying party.  The TLS client, when receiving the evidence, will
   have to contact the verifier (which is not shown in the diagram).

   An example of this flow can be found in confidential computing where
   a compute workload is only submitted to the server infrastructure
   once the client/user is assured that the confidential computing
   platform is genuine.

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       Client                                           Server

Key  ^ ClientHello
Exch | + evidence_request
     |   (nonce)
     | + key_share*
     | + signature_algorithms*
     v                         -------->
                                                  ServerHello  ^ Key
                                                 + key_share*  | Exch
                                                               v
                                        {EncryptedExtensions}  ^  Server
                                          + evidence_request   |  Params
                                                               |
                                         {CertificateRequest}  v  
                                                {Certificate}  ^
                                          {CertificateVerify}  | Auth
                                                   {Finished}  v
                               <--------  [Application Data*]
     ^ {Certificate}
Auth | {CertificateVerify}
     v {Finished}              -------->
       [Application Data]      <------->  [Application Data]

        Figure 2: TLS Client Providing Evidence to TLS Server.

5.  Evidence Extensions (Background Check Model)

   This document defines two new extensions, the evidence_request and
   the evidence_proposal, for use with the background check model.

   The EvidenceType structure encodes either a media type or as a
   content format.  The media type is a string-based identifier while
   the content format uses a number.  The former is more flexible and
   does not necessarily require a registration through IANA while the
   latter is more efficient over-the-wire.

   The EvidenceType structure also contains an indicator for the type of
   credential expected in the Certificate message.  The credential can
   either contain attestation evidence alone, or an X.509 certificate
   alongside attestation evidence.

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      enum { NUMERIC(0), STRING(1) } encodingType;
      enum { ATTESTATION(0), CERT_ATTESTATION(1) } credentialType;

      struct {
           encodingType type;
           credentialType cred_type;
           select (encodingType) {
               case NUMERIC:
                 uint16 content_format;
               case STRING:
                  opaque media_type<0..2^16-1>;
           };
      } EvidenceType;

      struct {
              select(ClientOrServerExtension) {
                  case client:
                    EvidenceType supported_evidence_types<1..2^8-1>;
                    opaque nonce<0..2^8-1>;

                  case server:
                    EvidenceType selected_evidence_type;
              }
      } evidenceRequestTypeExtension;

      struct {
              select(ClientOrServerExtension) {
                  case client:
                    EvidenceType supported_evidence_types<1..2^8-1>;

                  case server:
                    EvidenceType selected_evidence_type;
                    opaque nonce<0..2^8-1>;
              }
      } evidenceProposalTypeExtension;

                   Figure 3: TLS Structure for Evidence.

5.1.  Attestation-only

   When the chosen evidence type indicates the sole use of attestation
   for authentication, the Certificate payload is used as a container
   for attestation evidence, as shown in Figure 4, and follows the model
   of [RFC8446].

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         struct {
             select (certificate_type) {
                 case RawPublicKey:
                   /* From RFC 7250 ASN.1_subjectPublicKeyInfo */
                   opaque ASN1_subjectPublicKeyInfo<1..2^24-1>;

                   /* payload used to convey evidence */
                 case attestation:
                   opaque evidence<1..2^24-1>;

                 case X509:
                   opaque cert_data<1..2^24-1>;
             };
             Extension extensions<0..2^16-1>;
         } CertificateEntry;

         struct {
             opaque certificate_request_context<0..2^8-1>;
             CertificateEntry certificate_list<0..2^24-1>;
         } Certificate;

         Figure 4: Certificate Message when using only attestation.

   The encoding of the evidence structure is defined in
   [I-D.ftbs-rats-msg-wrap].

5.2.  Attestation alongside X.509 certificates

   When the chosen evidence type indicates usage of both attestation and
   PKIX, the X.509 certificate will serve as the main payload in the
   Certificate message, while the attestation evidence will be carried
   in the CertificateEntry extension, as shown in Figure 5.

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      struct {
          select (certificate_type) {
              case RawPublicKey:
                /* From RFC 7250 ASN.1_subjectPublicKeyInfo */
                opaque ASN1_subjectPublicKeyInfo<1..2^24-1>;

              /* X.509 certificate conveyed as usual */
              case X509:
                opaque cert_data<1..2^24-1>;
          };
          /* attestation evidence conveyed as an extension, see below */
          Extension extensions<0..2^16-1>;
      } CertificateEntry;

      struct {
        opaque certificate_request_context<0..2^8-1>;
        CertificateEntry certificate_list<0..2^24-1>;
      } Certificate;

      struct {
        ExtensionType extension_type;
        /* payload used to convey evidence */
        opaque extension_data<0..2^16-1>;
      } Extension;

      enum {
        /* other extension types defined in the IANA TLS
            ExtensionType Value registry */

        /* variant used to identify attestation evidence */
        attestation_evidence(60),
        (65535)
      } ExtensionType;

    Figure 5: Certificate Message when using PKIX and attestation.

   The encoding of the evidence structure is defined in
   [I-D.ftbs-rats-msg-wrap].

   As described in Appendix A, this authentication mechanism is meant
   primarily for carrying platform attestation evidence to provide more
   context to the relying party.  This evidence must be
   cryptographically bound to the TLS handshake to prevent relay
   attacks.  An Attestation Channel Binder as described in Appendix B is
   therefore used when the attestation scheme does not allow the binding
   data to be part of the token.  The structure of the binder is given
   in Figure 6.

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   attestation_channel_binder = {
     &(nonce: 1) => bstr .size (8..64)
     &(ik_pub_fingerprint: 2) => bstr .size (16..64)
     &(channel_binder: 3) => bstr .size (16..64)
   }

                  Figure 6: Format of TLS channel binder.

   *  Nonce is the value provided as a challenge by the relying party.

   *  The identity key public fingerprint (ik_pub_fingerprint) is a hash
      of the Subject Public Key Info from the leaf X.509 certificate
      transmitted in the handshake.

   *  The channel binder (channel_binder) is a partial transcript of the
      TLS handshake, up to (but not including) the Certificate message.

   A hash of the binder must be included in the attestation evidence.
   Previous to hashing, the binder must be encoded as described in
   Appendix B.

   The hash algorithm negotiatied within the handshake must be used
   wherever hashing is required for the binder.

6.  TLS Client and Server Handshake Behavior

   The high-level message exchange in Figure 7 shows the
   evidence_proposal and evidence_request extensions added to the
   ClientHello and the EncryptedExtensions messages.

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       Client                                           Server

Key  ^ ClientHello
Exch | + key_share*
     | + signature_algorithms*
     | + psk_key_exchange_modes*
     | + pre_shared_key*
     | + evidence_proposal
     v + evidence_request
     -------->
                                                  ServerHello  ^ Key
                                                 + key_share*  | Exch
                                            + pre_shared_key*  v
                                        {EncryptedExtensions}  ^  Server
                                          + evidence_proposal  |
                                           + evidence_request  |
                                        {CertificateRequest*}  v  Params
                                               {Certificate*}  ^
                                         {CertificateVerify*}  | Auth
                                                   {Finished}  v
                               <--------  [Application Data*]
     ^ {Certificate*}
Auth | {CertificateVerify*}
     v {Finished}              -------->
       [Application Data]      <------->  [Application Data]

               Figure 7: Attestation Message Overview.

6.1.  Client Hello

   To indicate the support for passing evidence in TLS following the
   background check model, clients include the evidence_proposal and/or
   the evidence_request extensions in the ClientHello.

   The evidence_proposal extension in the ClientHello message indicates
   the evidence types the client is able to provide to the server, when
   requested using a CertificateRequest message.

   The evidence_request extension in the ClientHello message indicates
   the evidence types the client challenges the server to provide in a
   subsequent Certificate payload.

   The evidence_proposal and evidence_request extensions sent in the
   ClientHello each carry a list of supported evidence types, sorted by
   preference.  When the client supports only one evidence type, it is a
   list containing a single element.

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   The client MUST omit evidence types from the evidence_proposal
   extension in the ClientHello if it cannot respond to a request from
   the server to present a proposed evidence type, or if the client is
   not configured to use the proposed evidence type with the given
   server.  If the client has no evidence types to send in the
   ClientHello it MUST omit the evidence_proposal extension in the
   ClientHello.

   The client MUST omit evidence types from the evidence_request
   extension in the ClientHello if it is not able to pass the indicated
   verification type to a verifier.  If the client does not act as a
   relying party with regards to evidence processing (as defined in the
   RATS architecture) then the client MUST omit the evidence_request
   extension from the ClientHello.

6.2.  Server Hello

   If the server receives a ClientHello that contains the
   evidence_proposal extension and/or the evidence_request extension,
   then three outcomes are possible:

   *  The server does not support the extensions defined in this
      document.  In this case, the server returns the
      EncryptedExtensions without the extensions defined in this
      document.

   *  The server supports the extensions defined in this document, but
      it does not have any evidence type in common with the client.
      Then, the server terminates the session with a fatal alert of type
      "unsupported_evidence".

   *  The server supports the extensions defined in this document and
      has at least one evidence type in common with the client.  In this
      case, the processing rules described below are followed.

   The evidence_proposal extension in the ClientHello indicates the
   evidence types the client is able to provide to the server, when
   challenged using a certificate_request message.  If the server wants
   to request evidence from the client, it MUST include the
   client_attestation_type extension in the EncryptedExtensions.  This
   evidence_proposal extension in the EncryptedExtensions then indicates
   what evidence format the client is requested to provide in a
   subsequent Certificate message.  The value conveyed in the
   evidence_proposal extension by the server MUST be selected from one
   of the values provided in the evidence_proposal extension sent in the
   ClientHello.  The server MUST also send a certificate_request
   message.

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   If the server does not send a certificate_request message or none of
   the evidence types supported by the client (as indicated in the
   evidence_proposal extension in the ClientHello) match the server-
   supported evidence types, then the evidence_proposal extension in the
   ServerHello MUST be omitted.

   The evidence_request extension in the ClientHello indicates what
   types of evidence the client can challenge the server to return in a
   subsequent Certificate message.  With the evidence_request extension
   in the EncryptedExtensions, the server indicates the evidence type
   carried in the Certificate message sent by the server.  The evidence
   type in the evidence_request extension MUST contain a single value
   selected from the evidence_request extension in the ClientHello.

7.  Background-Check Model Examples

7.1.  Cloud Confidential Computing

   In this example, a confidential workload is executed on computational
   resources hosted at a cloud service provider.  This is a typical
   scenario for secure, privacy-preserving multiparty computation,
   including anti-money laundering, drug development in healthcare,
   contact tracing in pandemic times, etc.

   In such scenarios, the users (e.g., the party providing the data
   input for the computation, the consumer of the computed results, the
   party providing a proprietary ML model used in the computation) have
   two goals:

   *  Identifying the workload they are interacting with,

   *  Making sure that the platform on which the workload executes is a
      Trusted Execution Environment (TEE) with the expected features.

   A convenient arrangement is to verify that the two requirements are
   met at the same time that the secure channel is established.

   The protocol flow, alongside all the involved actors, is captured in
   Figure 8 where the TLS client is the user (the relying party) while
   the TLS server is co-located with the TEE-hosted confidential
   workload (the attester).

   The flow starts with the client initiating a verification session
   with a trusted verifier.  The verifier returns the kinds of evidence
   it understands and a nonce that will be used to challenge the
   attester.

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   The client starts the TLS handshake with the server by supplying the
   attestation-related parameters it has obtained from the verifier.  If
   the server supports one of the offered evidence types, it will echo
   it in the specular extension and proceed by invoking the local API to
   request the attestation.  The returned evidence binds the identity
   key with the platform identity and security state.  The server then
   signs the handshake transcript with the (attested) identity key, and
   sends the attestation evidence together with the signature over to
   the client.

   The client forwards the attestation evidence to the verifier using
   the previously established session, obtains the attestation result
   and checks whether it is acceptable according to its local policy.
   If so, it proceeds and verifies the handshake signature using the
   corresponding public key (for example, using the PoP key in the KAT
   evidence [I-D.bft-rats-kat]).

   The attestation evidence verification combined with the verification
   of the CertificateVerify signature provide confirmation that the
   presented cryptographic identity is bound to the workload and
   platform identity, and that the workload and platform are
   trustworthy.  Therefore, after the handshake is finalized, the client
   can trust the workload on the other side of the established secure
   channel to provide the required confidential computing properties.

                                              .------------------------.
 .----------.        .--------.               | Server  |  Attestation |
 | Verifier |        | Client |               |         |  Service     |
 '--+-------'        '---+----'               '---+---------------+----'
    |                    |                        |               |
    |  POST /newSession  |                        |               |
    |<-------------------+                        |               |
    | 201 Created        |                        |               |
    | Location: /76839A9 |                        |               |
    | Body: {            |                        |               |
    |   nonce,           |                        |               |
    |   supp-media-types |                        |               |
    | }                  |                        |               |
    +------------------->|                        |               |
    |                    |                        |               |
 .--+-----------.        |                        |               |
 | TLS handshake |       |                        |               |
 +--+------------+-------+------------------------+---------------+---.
 |  |                    | ClientHello            |               |    |
 |  |                    |  {...}                 |               |    |
 |  |                    |  evidence_request(     |               |    |
 |  |                    |    nonce,              |               |    |
 |  |                    |    types(a,b,c)        |               |    |

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 |  |                    |  )                     |               |    |
 |  |                    +----------------------->|               |    |
 |  |                    | ServerHello            |               |    |
 |  |                    |  {...}                 |               |    |
 |  |                    | EncryptedExtensions    |               |    |
 |  |                    |  {...}                 |               |    |
 |  |                    |  evidence_request(     |               |    |
 |  |                    |    type(a)             |               |    |
 |  |                    |  )                     |               |    |
 |  |                    |<-----------------------+               |    |
 |  |                    |                        | attest_key(   |    |
 |  |                    |                        |   nonce,      |    |
 |  |                    |                        |   TIK         |    |
 |  |                    |                        | )             |    |
 |  |                    |                        +-------------->|    |
 |  |                    |                        | CAB(KAT, PAT) |    |
 |  |                    |                        |<--------------+    |
 |  |                    |                        | sign(TIK,hs)  |    |
 |  |                    |                        +-------------->|    |
 |  |                    |                        |     sig       |    |
 |  |                    |                        |<--------------+    |
 |  |                    | Certificate(KAT,PAT)   |               |    |
 |  |                    | CertificateVerify(sig) |               |    |
 |  |                    | Finished               |               |    |
 |  |                    |<-----------------------+               |    |
 |  | POST /76839A9E     |                        |               |    |
 |  | Body: {            |                        |               |    |
 |  |   type(a),         |                        |               |    |
 |  |   CAB              |                        |               |    |
 |  | }                  |                        |               |    |
 |  |<-------------------+                        |               |    |
 |  | Body: {            |                        |               |    |
 |  |   att-result: AR{} |                        |               |    |
 |  | }                  |                        |               |    |
 |  +------------------->|                        |               |    |
 |  |                    +---.                    |               |    |
 |  |                    |    | verify AR{}       |               |    |
 |  |                    |<--'                    |               |    |
 |  |                    +---.                    |               |    |
 |  |                    |    | verify sig        |               |    |
 |  |                    |<--'                    |               |    |
 |  |                    |       Finished         |               |    |
 |  |                    +----------------------->|               |    |
 |  |                    |                        |               |    |
  '-+--------------------+------------------------+---------------+---'
                         |    application data    |
                         |<---------------------->|
                         |                        |

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          Figure 8: Example Exchange with Server as Attester.

7.2.  IoT Device Onboarding

   In this example, an IoT is onboarded to a cloud service provider (or
   to a network operator).  In this scenario there is typically no a
   priori relationship between the device and the cloud service provider
   that will remotely manage the device.

   In such scenario, the cloud service provider wants to make sure that
   the device runs the correct version of firmware, has not been rooted,
   is not emulated or cloned.

   The protocol flow is shown in Figure 9 where the client is the
   attester while the server is the relying party.

   The flow starts with the client initiating a TLS exchange with the
   TLS server operated by the cloud service provider.  The client
   indicates what evidence types it supports.

   The server obtains a nonce from the verifier, in real-time or from a
   reserved nonce range, and returns it to the client alongside the
   selected evidence type.  Since the evidence will be returned in the
   Certificate message the server has to request mutual authentication
   via the CertificateRequest message.

   The client, when receiving the EncryptedExtension with the
   evidence_proposal, will proceed by invoking a local API to request
   the attestation.  The returned evidence binds the identity key with
   the workload and platform identity and security state.  The client
   then signs the handshake transcript with the (attested) identity key,
   and sends the evidence together with the signature over to the
   server.

   The server forwards the attestation evidence to the verifier, obtains
   the attestation result and checks that it is acceptable according to
   its local policy.  The evidence verification combined with the
   verification of the CertificateVerify signature provide confirmation
   that the presented cryptographic identity is bound to the platform
   identity, and that the platform is trustworthy.

   If successful, the server proceeds with the application layer
   protocol exchange.  If, for some reason, the attestation result is
   not satisfactory the TLS server will terminate the exchange.

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 .--------------------------.
 | Attestation   |  Client  |            .--------.         .----------.
 | Service       |          |            | Server |         | Verifier |
 '--+----------------+------'            '----+---'         '-----+----'
    |                |                        |                   |
 .--+-----------.    |                        |                   |
 | TLS handshake |   |                        |                   |
 +--+------------+---+------------------------+-------------------+---.
 |  |                |                        |                   |    |
 |  |                | ClientHello            |                   |    |
 |  |                |  {...}                 |                   |    |
 |  |                |  evidence_proposal(    |                   |    |
 |  |                |    types(a,b,c)        |                   |    |
 |  |                |  )                     |                   |    |
 |  |                +----------------------->|                   |    |
 |  |                |                        |                   |    |
 |  +                | ServerHello            | POST /newSession  |    |
 |  |                |  {...}                 +------------------>|    |
 |  |                |                        | 201 Created       |    |
 |  |                |                        | Location: /76839  |    |
 |  |                |                        | Body: {           |    |
 |  |                |                        |   nonce,          |    |
 |  |                | EncryptedExtensions    |   types(a,b,c)    |    |
 |  |                |  {...}                 | }                 |    |
 |  |                |  evidence_proposal(    |<------------------+    |
 |  |                |    nonce,              |                   |    |
 |  |                |    type(a)             |                   |    |
 |  |                |  )                     |                   |    |
 |  |                | CertificateRequest     |                   |    |
 |  |                | Certificate            |                   |    |
 |  |  attest_key(   | CertificateVerify      |                   |    |
 |  |    nonce,      | Finished               |                   |    |
 |  |    TIK         |<-----------------------+                   |    |
 |  |  )             |                        |                   |    |
 |  |<---------------+                        |                   |    |
 |  |  CAB(KAT, PAT) |                        |                   |    |
 |  +--------------->|                        |                   |    |
 |  |  sign(TIK,hs)  |                        |                   |    |
 |  |<---------------+                        |                   |    |
 |  |      sig       |                        |                   |    |
 |  +--------------->| Certificate(KAT,PAT)   |                   |    |
 |  |                | CertificateVerify(sig) |                   |    |
 |  |                | Finished               |                   |    |
 |  |                +----------------------->|                   |    |
 |  |                |                        |                   |    |
 |  |                |                        | POST /76839A9E    |    |
 |  |                |                        | Body: {           |    |
 |  |                |                        |   type(a),        |    |

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 |  |                |                        |   CAB             |    |
 |  |                |                        | }                 |    |
 |  |                |                        +------------------>|    |
 |  |                |                        | Body: {           |    |
 |  |                |                        |  att-result: AR{} |    |
 |  |                |                        | }                 |    |
 |  |                |                        |<------------------+    |
 |  |                |                        +---.               |    |
 |  |                |                        |    | verify AR{}  |    |
 |  |                |                        |<--'               |    |
 |  |                |                        +---.               |    |
 |  |                |                        |    | verify sig   |    |
 |  |                |                        |<--'               |    |
 |  |                |                        |                   |    |
 |  |                |                        |                   |    |
 |  |                |                        |                   |    |
 |  |                |                        |                   |    |
 '--+----------------+------------------------+-------------------+---'
                     |    application data    |
                     |<---------------------->|
                     |                        |

          Figure 9: Example Exchange with Client as Attester.

8.  Security Considerations

   TBD.

9.  IANA Considerations

9.1.  TLS Extensions

   IANA is asked to allocate two new TLS extensions, evidence_request
   and evidence_proposal, from the "TLS ExtensionType Values"
   subregistry of the "Transport Layer Security (TLS) Extensions"
   registry [TLS-Ext-Registry].  These extensions are used in the
   ClientHello and the EncryptedExtensions messages.  The values carried
   in these extensions are taken from TBD.

9.2.  TLS Alerts

   IANA is requested to allocate a value in the "TLS Alerts" subregistry
   of the "Transport Layer Security (TLS) Parameters" registry
   [TLS-Param-Registry] and populate it with the following entry:

   *  Value: TBD1

   *  Description: unsupported_evidence

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   *  DTLS-OK: Y

   *  Reference: [This document]

   *  Comment:

9.3.  TLS Certificate Types

   IANA is requested to allocate a new value in the "TLS Certificate
   Types" subregistry of the "Transport Layer Security (TLS) Extensions"
   registry [TLS-Ext-Registry], as follows:

   *  Value: TBD2

   *  Description: Attestation

   *  Reference: [This document]

10.  References

10.1.  Normative References

   [I-D.bft-rats-kat]
              Brossard, M., Fossati, T., and H. Tschofenig, "An EAT-
              based Key Attestation Token", Work in Progress, Internet-
              Draft, draft-bft-rats-kat-00, 21 October 2022,
              <https://datatracker.ietf.org/doc/html/draft-bft-rats-kat-
              00>.

   [I-D.ftbs-rats-msg-wrap]
              Birkholz, H., Smith, N., Fossati, T., and H. Tschofenig,
              "RATS Conceptual Messages Wrapper", Work in Progress,
              Internet-Draft, draft-ftbs-rats-msg-wrap-02, 7 March 2023,
              <https://datatracker.ietf.org/doc/html/draft-ftbs-rats-
              msg-wrap-02>.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/rfc/rfc2119>.

   [RFC8446]  Rescorla, E., "The Transport Layer Security (TLS) Protocol
              Version 1.3", RFC 8446, DOI 10.17487/RFC8446, August 2018,
              <https://www.rfc-editor.org/rfc/rfc8446>.

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   [RFC8949]  Bormann, C. and P. Hoffman, "Concise Binary Object
              Representation (CBOR)", STD 94, RFC 8949,
              DOI 10.17487/RFC8949, December 2020,
              <https://www.rfc-editor.org/rfc/rfc8949>.

10.2.  Informative References

   [DICE-Layering]
              Trusted Computing Group, "DICE Layering Architecture
              Version 1.00 Revision 0.19", July 2020,
              <https://trustedcomputinggroup.org/resource/dice-layering-
              architecture/>.

   [I-D.acme-device-attest]
              Weeks, B., "Automated Certificate Management Environment
              (ACME) Device Attestation Extension", Work in Progress,
              Internet-Draft, draft-acme-device-attest-00, 12 December
              2022, <https://datatracker.ietf.org/doc/html/draft-acme-
              device-attest-00>.

   [I-D.ietf-rats-ar4si]
              Voit, E., Birkholz, H., Hardjono, T., Fossati, T., and V.
              Scarlata, "Attestation Results for Secure Interactions",
              Work in Progress, Internet-Draft, draft-ietf-rats-ar4si-
              04, 2 March 2023, <https://datatracker.ietf.org/doc/html/
              draft-ietf-rats-ar4si-04>.

   [I-D.ietf-rats-architecture]
              Birkholz, H., Thaler, D., Richardson, M., Smith, N., and
              W. Pan, "Remote ATtestation procedureS (RATS)
              Architecture", Work in Progress, Internet-Draft, draft-
              ietf-rats-architecture-22, 28 September 2022,
              <https://datatracker.ietf.org/doc/html/draft-ietf-rats-
              architecture-22>.

   [I-D.ietf-rats-eat]
              Lundblade, L., Mandyam, G., O'Donoghue, J., and C.
              Wallace, "The Entity Attestation Token (EAT)", Work in
              Progress, Internet-Draft, draft-ietf-rats-eat-19, 19
              December 2022, <https://datatracker.ietf.org/doc/html/
              draft-ietf-rats-eat-19>.

   [RA-TLS]   Knauth, T., Steiner, M., Chakrabarti, S., Lei, L., Xing,
              C., and M. Vij, "Integrating Remote Attestation with
              Transport Layer Security", January 2018,
              <https://arxiv.org/abs/1801.05863>.

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   [TLS-Ext-Registry]
              IANA, "Transport Layer Security (TLS) Extensions",
              <https://www.iana.org/assignments/tls-extensiontype-
              values>.

   [TLS-Param-Registry]
              IANA, "Transport Layer Security (TLS) Parameters",
              <https://www.iana.org/assignments/tls-parameters>.

   [TPM1.2]   Trusted Computing Group, "TPM Main Specification Level 2
              Version 1.2, Revision 116", March 2011,
              <https://trustedcomputinggroup.org/resource/tpm-main-
              specification/>.

   [TPM2.0]   Trusted Computing Group, "Trusted Platform Module Library
              Specification, Family "2.0", Level 00, Revision 01.59",
              November 2019,
              <https://trustedcomputinggroup.org/resource/tpm-library-
              specification/>.

Appendix A.  Design Rationale: X.509 and Attestation Usage Variants

   The inclusion of attestation results and evidence as part of the TLS
   handshake offers the relying party information about the state of the
   system and its cryptographic keys, but lacks the means to specify a
   stable endpoint identifier.  While it is possible to solve this
   problem by including an identifier as part of the attestation result,
   some use cases require the use of a public key infrastructure (PKI).
   It is therefore important to consider the possible approaches for
   conveying X.509 certificates and attestation within a single
   handshake.

   In general, the following combinations of X.509 and attestation usage
   are possible:

   1.  X.509 certificates only: In this case no attestation is exchanged
       in the TLS handshake.  Authentication relies on PKI alone, i.e.
       TLS with X.509 certificates.

   2.  X.509 certificates containing attestation extension: The X.509
       certificates in the Certificate message carry attestation as part
       of the X.509 certificate extensions.  Several proposals exist
       that enable this functionality:

       *  Custom X.509 extension:

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          -  Attester-issued certificates (e.g., RA-TLS [RA-TLS]): The
             attester acts as a certification authority (CA) and
             includes the attestation evidence within an X.509
             extension.

          -  DICE defines extensions that include attestation
             information in the "Embedded CA" certificates (See
             Section 8.1.1.1 of [DICE-Layering]).

          -  Third party CA-issued certificates (e.g., ACME Device
             Attestation [I-D.acme-device-attest]): Remote attestation
             is performed between the third party CA and the attester
             prior to certificate issuance, after which the CA adds an
             extension indicating that the certificate key has fulfilled
             some verification policy.

       *  Explicit signalling via existing methods, e.g. using a policy
          OID in the end-entity certificate.

       *  Implicit signalling, e.g. via the issuer name.

   3.  X.509 certificates alongside a PAT: This use case assumes that a
       keypair with a corresponding certificate already exists and that
       the owner wishes to continue using it.  As a consequence, there
       is no cryptographic linkage between the certificate and the PAT.
       This approach is described in Section 5.2.

   4.  X.509 certificates alongside the PAT and KAT: The addition of key
       attestation implies that the TLS identity key must have been
       generated and stored securely by the attested platform.  Unlike
       in variant (3), the certificate, the KAT, and the PAT must be
       cryptographically linked.  This variant is currently not
       addressed in this document.

   5.  Combined PAT/KAT: With this variant the attestation token carries
       information pertaining to both platform and key.  No X.509
       certificate is transmitted during the handshake.  This approach
       is currently not addressed in this document.

   6.  PAT alongside KAT: This variant is similar to (5) with the
       exception that the key and the platform attestations are stored
       in separate tokens, cryptographically linked together.  This
       approach is covered by this document in Section 5.1.  A possible
       instantiation of the KAT is described in [I-D.bft-rats-kat].

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Appendix B.  Cross-protocol binding mechanism

   Note: This section describes a protocol-agnostic mechanism which is
   used in the context of TLS within the body of the draft.  The
   mechanism might, in the future, be spun out into its own document.

   One of the issues that must be addressed when using remote
   attestation as an authentication mechanism is the binding to the
   outer protocol (i.e., the protocol requiring authentication).  For
   every instance of the combined protocol, the remote attestation
   credentials must be verifiably linked to the outer protocol.  The
   main reason for this requirement is security: a lack of binding can
   result in the attestation credentials being relayed.

   If the attestation credentials can be enhanced freely and in a
   verifiable way, the binding can be performed by inserting the
   relevant data as new claims.  If the ways of enhancing the
   credentials are more restricted, ad-hoc solutions can be devised
   which address the issue.  For example, many roots of trust only allow
   a small amount (32-64 bytes) of user-provided data which will be
   included in the attestation token.  If more data must be included, it
   must therefore be compressed.  In this case, the problem is
   compounded by the need to also include a challenge value coming from
   the relying party.  The verification steps also become more complex,
   as the binding data must be returned from the verifier and checked by
   the relying party.

   However, regardless of how the binding and verification are
   performed, similar but distinct approaches need to be taken for every
   protocol into which remote attestation is embedded, as the type or
   semantics of the binding data could differ.  A more standardised way
   of tackling this issue would therefore be beneficial.  This appendix
   presents a solution to this problem, in the context of attestation
   evidence.

B.1.  Binding mechanism

   The core of the binding mechanism consists of a new token format -
   the Attestation Channel Binder - that represents a set of binders as
   a CBOR map.  Binders are individual pieces of data with an
   unambiguous definition.  Each binder is a name/value pair, where the
   name must be an integer and the value must be a byte string.

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   Each protocol using the Attestation Channel Binder to bind
   attestation credentials must define its Attestation Channel Binder
   using CDDL.  The only mandated binder is the challenger nonce which
   must use the value 1 as a name.  Every other name/value pair must
   come with a text description of its semantics.  The byte strings
   forming the values of binders can be size-restricted where this value
   is known.

   Attestation Channel Binders are encoded in CBOR, following the CBOR
   core deterministic encoding requirements (Section 4.2.1 of
   [RFC8949]).

   An example Attestation Channel Binder is shown below.

   attestation_channel_binder = {
     &(nonce: 1) => bstr .size (8..64)
     &(ik_pub_fingerprint: 2) => bstr .size 32
     &(session_key_binder: 3) => bstr .size 32
   }

      Figure 10: Format of a possible TLS Attestation Channel Binder.

B.2.  Usage

   When a Attestation Channel Binder is used to compress data to fit the
   space afforded by an attestation scheme, the encoded binder must be
   hashed.  Since the relying party has access to all the data expected
   in the binder, the binder itself need not be conveyed.  How the
   hashing algorithm is chosen, used, and conveyed must be defined per
   outer protocol.  If the digest size does not match the user data size
   mandated by the attestation scheme, the digest is truncated or
   expanded appropriately.

   The verifier must first hash the encoded token received from the
   relying party and then compare the hashes.  The challenge value
   included in the binder can then be extracted and verified.  If
   verification is successful, binder correctness can also be assumed by
   the relying party, as verification was done with the values it
   expected.

Appendix C.  History

   RFC EDITOR: PLEASE REMOVE THIS SECTION

C.1.  draft-fossati-tls-attestation-02

   *  Focus on the background check model

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   *  Added examples

   *  Updated introduction

   *  Moved attestation format-specific content to related drafts.

C.2.  draft-fossati-tls-attestation-01

   *  Added details about TPM attestation

C.3.  draft-fossati-tls-attestation-00

   *  Initial version

Appendix D.  Working Group Information

   The discussion list for the IETF TLS working group is located at the
   e-mail address tls@ietf.org (mailto:tls@ietf.org).  Information on
   the group and information on how to subscribe to the list is at
   https://www1.ietf.org/mailman/listinfo/tls
   (https://www1.ietf.org/mailman/listinfo/tls)

   Archives of the list can be found at: https://www.ietf.org/mail-
   archive/web/tls/current/index.html (https://www.ietf.org/mail-
   archive/web/tls/current/index.html)

Authors' Addresses

   Hannes Tschofenig
   Email: hannes.tschofenig@gmx.net

   Yaron Sheffer
   Intuit
   Email: yaronf.ietf@gmail.com

   Paul Howard
   Arm Limited
   Email: Paul.Howard@arm.com

   Ionut Mihalcea
   Arm Limited
   Email: Ionut.Mihalcea@arm.com

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   Yogesh Deshpande
   Arm Limited
   Email: Yogesh.Deshpande@arm.com

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